Hong-Ting Tan
Bournemouth,Taiwan
Summary
Experienced in securities settlement and trade processing, with a strong focus on client account management and compliance. Demonstrates expertise in risk management and operational control, driving process improvement initiatives to enhance efficiency. Adept at teamwork and communication, aiming to leverage skills for continued professional growth within the financial services sector.
Overview
3
3
years of professional experience
1
1
Certification
Work history
Senior Operator Associate
Hytech
Taipei, Taiwan
2025.03 - 2025.08
- Maintained daily client accounts with precision, ensuring compliance with local regulations.
- Oversaw operational tasks for all client accounts to align with company policies.
Securities & Derivatives Representative
Citibank (Taiwan) Ltd
Taipei, Taiwan
2022.05 - 2024.07
- Managed and processed securities lending and depositary receipt transactions for clients.
- Collaborated with brokers to facilitate smooth stock borrowing and lending trades.
- Coordinated with settlement and treasury departments to ensure timely transaction clearance.
- Adhered to financial regulations and internal policies to mitigate risk.
Education
Master's Degree - International Finance and Economics
Bournemouth University
Bournemouth, England 2025.09 -
Bachelor's Degree - Business Administration
National Taipei University
2015.08 - 2020.06
Skills
- Securities Settlement & Trade Processing
- Client Account Management & Compliance
- Risk Management & Operational Control
- Process Improvement
- Teamwork and Communication
Certification
- Securities Dealer License
- Investment Trust & Consulting Regulations
- Internal Control & Auditing for Banks
- Trust Business License (Category B)
- Financial Technology Knowledge Certification
Languages
English
Mandarin
Timeline
Master's Degree - International Finance and Economics
Bournemouth University
2025.09 -
Senior Operator Associate
Hytech
2025.03 - 2025.08
Securities & Derivatives Representative
Citibank (Taiwan) Ltd
2022.05 - 2024.07
Bachelor's Degree - Business Administration
National Taipei University
2015.08 - 2020.06