Gavin Moulton

• Managed daily settlement activities across domestic and international markets, ensuring timely and accurate trade processing.

• Investigated and resolved settlement exceptions, failed trades and reconciliation discrepancies, minimising operational risk.

• Performed cash and stock reconciliations, identifying and resolving breaks within agreed service levels.

• Liaised with Front Office teams, custodians, brokers and counterparties to resolve trade-related issues and ensure smooth settlement.

• Monitored settlement queues and trade lifecycle events to ensure adherence to internal controls and regulatory requirements.

• Supported operational risk and control processes, maintaining high standards of accuracy and compliance.

• Contributed to process improvement initiatives, helping to enhance operational efficiency and reduce manual intervention.

• Assisted with client onboarding, asset transfers and account maintenance activities where required.

• Produced management information and operational reports to support business oversight and decision-making.

• Collaborated with internal stakeholders across Operations, Compliance, Technology and Front Office functions to deliver effective service support.

• Maintained accurate records and system updates across multiple settlement and custody platforms.

• Supported business continuity and change initiatives, including testing and implementation of system enhancements.

• Managed pre-matching and agent matching activities for securities lending and settlement transactions across multiple global markets.

• Facilitated communication between traders, brokers and market participants to resolve complex trade matching issues.

• Monitored unmatched transactions and proactively pursued resolutions to reduce settlement delays.

• Worked within strict market deadlines while maintaining high levels of accuracy in a fast-paced trading environment.

• Investigated partial settlements, pair-offs and other settlement-related exceptions to ensure timely completion of trades.