Thomas Omitola
UAE,United Kingdom
Summary
A highly skilled and motivated Regulation Professional with a strong background in ensuring compliance with industry-specific laws, regulations, and standards. I possess a deep understanding of the regulatory landscape and a proven track record of implementing effective compliance strategies within complex organizations.
Relocating to the UAE in Spring 2024.
Overview
4
4
years of professional experience
4
4
years of post-secondary education
Work history
Business Risk Analyst - AVP
Citibank
02.2023 - Current
- Successfully managed a high volume of regulatory changes across regions, ensuring timely compliance adjustments and minimal disruption to operations
- Developed, implemented, and maintained a comprehensive regulatory change management system, resulting in increased efficiency and transparency
- Contributed to successful regulatory audits, maintaining a track record of zero major findings
Risk & Control Analyst
MS Amlin
04.2022 - 12.2022
- Ensuring a solid risk and control culture is maintained through developing and managing relationships within IT and with internal and external stakeholders.
- Reporting on weekly and monthly figures to relevant stakeholders and head of departments.
- Ensuring each team’s representatives have a clear governance and gatekeeping process set up within their teams that is appropriate for their team and stakeholders.
Regulatory Maintenance Analyst
UBS Investment Bank
07.2021 - 03.2022
- Performing daily and weekly controls and reconciliations that are focused on ensuring client is accurate and complete
- Collaborating effectively with partner functions to enhance the process and eliminate recurring issues/exceptions
- Responsible for running control reports flagging and resolving any errors in the daily processes and identifying and escalating risks
Client Service Executive (Investment Management)
Moneyfarm
10.2019 - 02.2021
- Responsible for building strong relationships with clients, helping to grow their portfolio, and educating clients on various financial matters.
- Ensuring that clients have a smooth experience when on-boarding and assisting with their understanding of the company, the products and services we offer (ISAs, GIAs & Pensions).
- Completing due diligence on prospective clients and onboarding clients onto the platform.
Education
Master of Science - Banking & Finance
The University of Sussex
09.2018 - 09.2019
Bachelor of Science - Law
Birmingham City University
09.2012 - 06.2015
Skills
- Knowledge of Regulations
- Analytical Skills
- Attention to Detail
- Communication Skills
- Problem-Solving Skills
- Ethical Awareness
- Project Management
- Audit and Investigation Skills
Additional Qualifications
- Advanced Diploma in Excel acquiring a CPD Accredited Certificate
- Advanced certificate Westlaw & Certificate in LexisNexis
- Anti-Money Laundering Accredited Certificate
- Professional Bankers Certificate
Timeline
Business Risk Analyst - AVP
Citibank
02.2023 - Current
Risk & Control Analyst
MS Amlin
04.2022 - 12.2022
Regulatory Maintenance Analyst
UBS Investment Bank
07.2021 - 03.2022
Client Service Executive (Investment Management)
Moneyfarm
10.2019 - 02.2021
Master of Science - Banking & Finance
The University of Sussex
09.2018 - 09.2019
Bachelor of Science - Law
Birmingham City University
09.2012 - 06.2015
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