Tapiwa Gumbo Mberi
Edinburgh
Summary
Motivated professional with a strong interest in portfolio and investment management. Skilled in building relationships and recognised for consistently delivering high-quality results in dynamic and challenging environments
Overview
9
9
years of professional experience
6
6
years of post-secondary education
Work history
Assurance Analyst
Rathbones Group
Edinburgh
05.2025 - Current
- Investment Manager Reviews: Prepare and maintain review documents/records, conduct regional reviews, provide feedback, and ensure completion of tasks and actions within agreed timelines.
- Quality & Compliance Oversight: Check KYC information against client files, review suitability standards, support remediation where required, and encourage adoption of suitability processes.
- Management & Support: Produce MI reports for senior management, explain suitability MI to the Front Office, and support Office Heads and the Head of Investment Manager Assurance Team with review-related actions.
Investment Manager Assurance Officer
Investec Wealth & Investment
Edinburgh
05.2022 - 04.2025
- Established first-class communication and relationship management with Front Office.
- Cultivated and maintained relationships across various business areas.
- Prepared accurate and comprehensive Investment Manager Review documents.
- Updated and maintained Investment Manager Review Records for effective MI production.
- Executed tasks assigned by Head of Investment Manager Assurance Team.
- Facilitated implementation of Suitability Review process to enhance compliance.
- Reviewed Investment Managers for designated region, providing thorough reports and feedback.
- Ensured completion of review tasks and actions within agreed timescales.
Quality Assurance Manager
Tanshe Care Services
Edinburgh
04.2021 - 05.2022
- Data & Reporting: Analyse and report on care and service delivery data, supporting audits and external information requests.
- Quality & Compliance: Oversee feedback and complaints processes, ensure quality assurance in investigations, and promote compliance standards.
- Audit & Improvement: Develop recommendations from audit outcomes and present findings to senior staff for service enhancement
Loan Officer
FBC Holdings
Zimbabwe
05.2016 - 08.2018
- Credit & Risk Management: Screen and vet clients, recommend suitable loan products, conduct credit appraisals and financial analysis, ensure asset security, and manage arrears, bad debt recovery, and insurance claims.
- Branch Operations & Reporting: Maintain financial ledgers, monitor cash flow, prepare reports, reconcile suspense accounts, and submit credit returns within deadlines while ensuring compliance with company policies.
- Customer & Business Development: Maintain strong client relationships, monitor loan usage, resolve queries, drive digital innovation initiatives, and support product development and marketing strategies.
Education
Investment Management Certificate - Investment Management
CFA UK
London11.2024
MSc Finance & Investment Banking - Finance and Investment Banking
Nottingham Trent University
Nottingham 09.2018 - 12.2019
Bachelor of Commerce Honors Degree in Finance - Finance
National University of Science and Technology
Bulawayo 09.2011 - 07.2015
Postgraduate Diploma in Business Managament - Business Management
University of Derby
Derby 09.2020 - 10.2021
Skills
- Investment Management Software - Pulse, FactSet, Bloomberg, Invest Cloud, Ridgeline Cloud (RID)
- HR Software - Bright Pay, Logezy
- Microsoft Packages
- Banking Software - Flexcube, Bankers Realm Loan Management Systems
Professional Qualifications
Chartered Financial Analyst (CFA) Level 3 2025 Candidate
Accomplishments
Awarded Postgraduate Scholarship from Nottingham Trent University
Affiliations
- Travelling and learning new cultures
- Researching and analysing global economic trends
- Entrepreneurship
Timeline
Assurance Analyst
Rathbones Group
05.2025 - Current
Investment Manager Assurance Officer
Investec Wealth & Investment
05.2022 - 04.2025
Quality Assurance Manager
Tanshe Care Services
04.2021 - 05.2022
Postgraduate Diploma in Business Managament - Business Management
University of Derby
09.2020 - 10.2021
MSc Finance & Investment Banking - Finance and Investment Banking
Nottingham Trent University
09.2018 - 12.2019
Loan Officer
FBC Holdings
05.2016 - 08.2018
Bachelor of Commerce Honors Degree in Finance - Finance
National University of Science and Technology
09.2011 - 07.2015
Investment Management Certificate - Investment Management
CFA UK
Similar Profiles
Mark ScraggMark Scragg
Senior Manager (Investment Management) Compliance & Risk at RATHBONES GROUPSenior Manager (Investment Management) Compliance & Risk at RATHBONES GROUP
Jordan MitchellJordan Mitchell
Business Support Administrator at Rathbones GroupBusiness Support Administrator at Rathbones Group
Rebecca WalkerRebecca Walker
People Support Integration Lead at Rathbones Group PlcPeople Support Integration Lead at Rathbones Group Plc
Tina SmithTina Smith
Associate, Global Compensation Accounting at BlackRockAssociate, Global Compensation Accounting at BlackRock
Hon Kit KwokHon Kit Kwok
Cleaning operative at The City of Edinburgh CouncilCleaning operative at The City of Edinburgh Council