Tapiwa Gumbo Mberi
Edinburgh
Summary
Motivated professional with a strong interest in portfolio and investment management. Skilled in building relationships and recognised for consistently delivering high-quality results in dynamic and challenging environments
Overview
9
9
years of professional experience
6
6
years of post-secondary education
Work history
Assurance Analyst
Rathbones Group
Edinburgh
05.2025 - Current
- Investment Manager Reviews: Prepare and maintain review documents/records, conduct regional reviews, provide feedback, and ensure completion of tasks and actions within agreed timelines.
- Quality & Compliance Oversight: Check KYC information against client files, review suitability standards, support remediation where required, and encourage adoption of suitability processes.
- Management & Support: Produce MI reports for senior management, explain suitability MI to the Front Office, and support Office Heads and the Head of Investment Manager Assurance Team with review-related actions.
Investment Manager Assurance Officer
Investec Wealth & Investment
Edinburgh
05.2022 - 04.2025
- Established first-class communication and relationship management with Front Office.
- Cultivated and maintained relationships across various business areas.
- Prepared accurate and comprehensive Investment Manager Review documents.
- Updated and maintained Investment Manager Review Records for effective MI production.
- Executed tasks assigned by Head of Investment Manager Assurance Team.
- Facilitated implementation of Suitability Review process to enhance compliance.
- Reviewed Investment Managers for designated region, providing thorough reports and feedback.
- Ensured completion of review tasks and actions within agreed timescales.
Quality Assurance Manager
Tanshe Care Services
Edinburgh
04.2021 - 05.2022
- Data & Reporting: Analyse and report on care and service delivery data, supporting audits and external information requests.
- Quality & Compliance: Oversee feedback and complaints processes, ensure quality assurance in investigations, and promote compliance standards.
- Audit & Improvement: Develop recommendations from audit outcomes and present findings to senior staff for service enhancement
Loan Officer
FBC Holdings
Zimbabwe
05.2016 - 08.2018
- Credit & Risk Management: Screen and vet clients, recommend suitable loan products, conduct credit appraisals and financial analysis, ensure asset security, and manage arrears, bad debt recovery, and insurance claims.
- Branch Operations & Reporting: Maintain financial ledgers, monitor cash flow, prepare reports, reconcile suspense accounts, and submit credit returns within deadlines while ensuring compliance with company policies.
- Customer & Business Development: Maintain strong client relationships, monitor loan usage, resolve queries, drive digital innovation initiatives, and support product development and marketing strategies.
Education
Investment Management Certificate - Investment Management
CFA UK
London11.2024
MSc Finance & Investment Banking - Finance and Investment Banking
Nottingham Trent University
Nottingham 09.2018 - 12.2019
Bachelor of Commerce Honors Degree in Finance - Finance
National University of Science and Technology
Bulawayo 09.2011 - 07.2015
Postgraduate Diploma in Business Managament - Business Management
University of Derby
Derby 09.2020 - 10.2021
Skills
- Investment Management Software - Pulse, FactSet, Bloomberg, Invest Cloud, Ridgeline Cloud (RID)
- HR Software - Bright Pay, Logezy
- Microsoft Packages
- Banking Software - Flexcube, Bankers Realm Loan Management Systems
Professional Qualifications
Chartered Financial Analyst (CFA) Level 3 2025 Candidate
Accomplishments
Awarded Postgraduate Scholarship from Nottingham Trent University
Affiliations
- Travelling and learning new cultures
- Researching and analysing global economic trends
- Entrepreneurship
Timeline
Assurance Analyst
Rathbones Group
05.2025 - Current
Investment Manager Assurance Officer
Investec Wealth & Investment
05.2022 - 04.2025
Quality Assurance Manager
Tanshe Care Services
04.2021 - 05.2022
Postgraduate Diploma in Business Managament - Business Management
University of Derby
09.2020 - 10.2021
MSc Finance & Investment Banking - Finance and Investment Banking
Nottingham Trent University
09.2018 - 12.2019
Loan Officer
FBC Holdings
05.2016 - 08.2018
Bachelor of Commerce Honors Degree in Finance - Finance
National University of Science and Technology
09.2011 - 07.2015
Investment Management Certificate - Investment Management
CFA UK
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