Summary
Overview
Work History
Education
Skills
Accomplishments
Timeline
Generic

Sirkissy Moraa Nyaingiri

London

Summary

Strategic and results-driven Risk and Compliance professional with four years of experience in regulatory compliance, risk management, and operational excellence across private equity, and investment banking. Proven expertise in leading high-impact compliance projects for multiple banks and private equity firms, successfully reducing compliance risks by 30% and improving operational efficiency. Promoted twice from Analyst to Team Lead, demonstrating leadership in stakeholder engagement, regulatory audits, and process optimization. Recognized for mentorship, training initiatives, and regulatory transformation that drive compliance success. Passionate about leveraging compliance expertise to uphold market integrity and ensure adherence to evolving regulatory frameworks. Seasoned in navigating complex regulatory environments, with a strong background in ensuring compliance across diverse sectors.

Overview

11
11
years of professional experience

Work History

Senior Consultant

FDM Group
London, UK
03.2021 - Current
  • Seconded to the following roles.

Senior Compliance Consultant

Barclays Bank
London
01.2024 - Current
  • Lead compliance audits, ensuring strict adherence to AML/KYC regulations, reducing compliance-related risks by 25%
  • Train and mentor a team of analysts, fostering a culture of regulatory excellence and improving productivity by 20%
  • Spearheaded the optimization of KYC processes, leading to a 30% reduction in onboarding times while improving data accuracy
  • Advised key stakeholders on compliance strategies, ensuring alignment with business objectives and regulatory expectations

Compliance Analyst (Operational Risk)

Chatham Financial
London
11.2022 - 01.2024
  • Conducted enhanced due diligence (EDD) for high-risk clients, including politically exposed persons (PEPs)
  • Strengthened KYC frameworks, achieving a 25% improvement in efficiency and regulatory adherence
  • Delivered AML/KYC training programs, increasing compliance awareness by 40%
  • Led internal audits and gap analyses, mitigating compliance issues and improving control measures

Financial Crime Compliance Analyst

BNP Paribas
London
01.2022 - 09.2022
  • Implemented risk-based transaction monitoring, enhancing suspicious activity detection by 35%
  • Collaborated with IT to refine financial crime detection tools, improving accuracy by 25%
  • Conducted investigations into suspicious activities, leading to a 30% increase in case resolutions

Financial Services Paralegal

The Claims Guys Legal & Cheval Legal
Manchester
01.2019 - 01.2021
  • Drafted and negotiated over 500 contracts, increasing client satisfaction by 50%
  • Provided legal research on compliance and regulatory matters, aiding strategic decision-making

Legal Advisor

Citizens Advice Bureau
Gateshead
01.2014 - 01.2017
  • Offered pro bono legal guidance, assisting individuals with compliance and regulatory challenges
  • Recognized for outstanding service while completing an LL.B and a German degree concurrently

Education

Applied Finance Level 6 - Banking And Finance

The London Institute of Banking & Finance
London
01.2024

ICA Advanced Compliance Certification - Financial Crime

International Compliance Association
London
01.2024

Lexis Nexis Legal Research Certification -

Lexis Nexis
London
01.2024

Legal Practice Course (LPC) - Commercial Law

University of Law
Manchester
01.2019

LL.B (Hons) - Contract Law and Intellectual Property

University of Sunderland
Sunderland
01.2017

Skills

  • Regulatory Compliance in AML, MiFID I AIFMD, GDPR, FCA, KYC
  • Due Diligence and Horizon scanning
  • Policy improvements and Change management
  • Risk Management and Governance
  • Stakeholder Management and Leadership
  • Compliance monitoring and procedure review
  • Project management and Quality improvement

Accomplishments

  • Promoted twice from Analyst to Team Lead, then to Senior Team Lead, due to outstanding leadership and regulatory expertise.
  • Successfully led compliance projects for major banks and private equity firms, ensuring regulatory adherence and reducing financial crime risks.
  • Recognized in The Law Gazette (2019) for fundraising contributions to the Manchester Legal Charity Walk.
  • The only student at my university to graduate with LL.B (Hons), a German degree, and volunteer work at Citizens Advice Bureau.

Timeline

Senior Compliance Consultant

Barclays Bank
01.2024 - Current

Compliance Analyst (Operational Risk)

Chatham Financial
11.2022 - 01.2024

Financial Crime Compliance Analyst

BNP Paribas
01.2022 - 09.2022

Senior Consultant

FDM Group
03.2021 - Current

Financial Services Paralegal

The Claims Guys Legal & Cheval Legal
01.2019 - 01.2021

Legal Advisor

Citizens Advice Bureau
01.2014 - 01.2017

Applied Finance Level 6 - Banking And Finance

The London Institute of Banking & Finance

ICA Advanced Compliance Certification - Financial Crime

International Compliance Association

Lexis Nexis Legal Research Certification -

Lexis Nexis

Legal Practice Course (LPC) - Commercial Law

University of Law

LL.B (Hons) - Contract Law and Intellectual Property

University of Sunderland
Sirkissy Moraa Nyaingiri