Summary
Overview
Work history
Education
Skills
Certification
Timeline
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Seun Lawal

Northampton,UK

Summary

Highly skilled Financial Manager / Wealth Manager with extensive experience in risk management, financial compliance, client advisory, and wealth planning within the banking sector. Proven expertise in KYC, AML, financial analysis, and investment strategy development, with a strong ability to assess financial risk and ensure regulatory compliance. Adept at managing high-net-worth (HNW) client portfolios, optimizing financial planning strategies, and driving business growththrough strategic wealth management. Strong leadership skills with experience in training, quality control, and process improvement in financial operations.

Overview

10
10
years of professional experience
6056
6056
years of post-secondary education
1
1
Certification

Work history

KYC QC Team Manager

Barclays
, UK
01.2025 - 05.2025
  • Lead a team in ensuring quality control in KYC and financial risk assessments, reducing compliance risks
  • Oversee financial due diligence processes, identifying and mitigating potential fraud risks
  • Work closely with stakeholders, including wealth management teams, to improve financial compliance strategies

KYC QC Analyst

Barclays
Northampton, UK
06.2023 - 01.2025
  • Conducted quality assurance reviews on KYC files for SME and corporate entities
  • Ensured compliance with FCA, FATF, and GDPR regulations related to wealth management and investment advisory
  • Provided analytical insights to optimize financial planning and risk assessment processes

KYC Analyst

Barclays
Northampton, UK
10.2022 - 06.2023
  • Performed customer due diligence (CDD) and enhanced due diligence (EDD) on high-net-worth individuals (HNWIs) and corporate clients
  • Supported financial advisors by assessing investment risk, creditworthiness, and compliance checks
  • Assisted in developing financial solutions tailored to client needs

Moment Banker

Barclays
Sunderland, UK
03.2021 - 08.2022
  • Provided personalized wealth management and financial planning solutions to retail and HNW clients
  • Advised customers on investment products, savings plans, and retirement strategies
  • Assisted clients in understanding market trends and optimizing their financial portfolios

Customer Support Officer

Sitel UK
05.2020 - 03.2021
  • Delivered financial advisory support for customers on banking and investment products
  • Ensured regulatory compliance in all customer interactions
  • Provided insights into financial risk management strategies for clients

Real Estate Agent

HERITAGE LINK-UP ENTERPRISES
.
06.2015 - 12.2019
  • Generated lists of properties compatible with buyers' needs and financial resources.
  • Communicated with builders and engineers about how to sell 5 to 20 new houses monthly.
  • Increased customer satisfaction ratings, addressing issues effectively for speedy resolution.
  • Negotiated contracts and coordinate with lenders, solicitors and inspectors.

Education

Master of Science - International Management

Teesside University

Master of Science - Public and International Affairs

University of Lagos

Bachelor of Science - Economics

Olabisi Onabanjo University

Skills

  • Wealth Management & Investment Advisory
  • Financial Risk Assessment & Mitigation
  • Client Relationship Management (HNW & Retail)
  • Portfolio Analysis & Asset Allocation
  • Financial Compliance (KYC, AML, CDD, EDD)
  • Financial Planning & Retirement Strategies
  • Regulatory Compliance & Risk Control
  • Data Analysis & Financial Reporting
  • Leadership & Team Management

Certification

  • Investment & Financial Planning Courses
  • Risk Management & Financial Compliance Training

Timeline

KYC QC Team Manager

Barclays
01.2025 - 05.2025

KYC QC Analyst

Barclays
06.2023 - 01.2025

KYC Analyst

Barclays
10.2022 - 06.2023

Moment Banker

Barclays
03.2021 - 08.2022

Customer Support Officer

Sitel UK
05.2020 - 03.2021

Real Estate Agent

HERITAGE LINK-UP ENTERPRISES
06.2015 - 12.2019

Master of Science - International Management

Teesside University

Master of Science - Public and International Affairs

University of Lagos

Bachelor of Science - Economics

Olabisi Onabanjo University

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Seun Lawal