Summary
Overview
Work History
Education
Skills
Websites
Certification
Languages
Work Availability
Quote
Timeline
Hi, I’m

Sathi Dey

Aberdeen
Sathi Dey

Summary

Knowledgeable Risk Manager equipped with strategic planning and program leadership abilities honed in Financial industry environments. Establishes strong and successful policies to mitigate risk at each level and establish clear procedures for assessments, prevention and containment. Familiar with regulatory requirements to maintain strict controls.

Overview

8
years of professional experience
4

Certifications and License

Work History

Next Retail

Team Member
11.2022 - Current

Job overview

  • Used POS system to process sales, returns, online orders and gift card activations.
  • Collaborated and offered support with extra tasks to meet team goals.
  • Learned all tasks required quickly to maximize performance.
  • Monitored sales floor and merchandise displays for presentable condition, taking corrective action such as restocking or reorganizing products.
  • Volunteered for extra shifts during holidays and other busy periods to alleviate staffing shortages.
  • Supported loss prevention goals by monitoring shopper behavior.
  • Returned change and currency and processed debit and credit card payments with 99% accuracy rate.

Zerodha Broking Limited

Senior Compliance and Risk Analyst
10.2016 - 09.2022

Job overview

  • Reported directly to the COO, contributed to the development and execution of strategic initiatives to enhance risk control and compliance.
  • Improved team efficiency by 30% through the implementation of streamlined processes and effective resource allocation.
  • Analyzed portfolios and identified risk factors, facilitating reduction of delinquencies on new volumes and recommending risk-adverse underwriting strategies, reporting potential AML violations or suspicious activities to relevant regulatory bodies and law enforcement agencies
  • Developing and delivering AML training programs and materials to educate employees on AML regulations and internal policies
  • Implementing and managing AML monitoring tools and systems, such as transaction monitoring software, to detect and prevent potential money laundering activities
  • Established strategy for operations reporting and analytics, identifying key needs for deliverables while driving continuous improvement of processes.
  • Worked closely with regulators, law enforcement agencies and other stakeholders to ensure effective communication and coordination
  • Collaborated with cross-functional teams to implement risk control measures, ensuring their alignment with organizational goals and industry standards.

Anix Solutions LLP

Assistant Sales Manager
08.2015 - 04.2017

Job overview

  • Increased Sales and productivity by 30% by determining effective 8 hours KPI targets.
  • Contributed in R&D for Business Growth
  • Hired, trained and motivated sales and marketing professionals.
  • Developed monthly team action plans and monitored progress.
  • Directed work of efficient administrative team maintaining accurate sales, inventory and order documentation.
  • Managed and motivated sales team to increase revenue 30% in 4 monts.
  • Developed and implemented SEO techniques to maximize internet traffic and presence.

Education

University of Aberdeen
Aberdeen

MBA from Strategy And Digital Marketing
09.2023

University Overview

  • Professional Development Studies: Pathway to Success, 2023
  • Member of Business community, Trading Community, Photograhy Community

National Institute of Securities Market
Mumbai

Securities Operations And Risk Management, Equity from Securities Market
08.2021

University Overview

Calcutta University
Kolkata

BBA from Marketing
2016

University Overview

Skills

  • Compliance Regulations: Strong knowledge and understanding of financial regulations, compliance standards, and industry best practices
  • Risk Assessment: Ability to conduct thorough risk assessments, identify potential risks, and evaluate their potential impact on the organization
  • Risk Mitigation: Proficiency in developing and implementing risk mitigation strategies to minimize exposure and ensure compliance with regulations
  • Regulatory Compliance: Experience in interpreting and applying relevant financial regulations, ensuring adherence to compliance requirements and reporting obligations
  • Analytical Thinking: Strong analytical skills to identify patterns, trends, and anomalies in data, enabling proactive risk identification and decision-making
  • Audit and Monitoring: Experience in designing and executing compliance audits, as well as developing monitoring programs to ensure ongoing compliance
  • Problem-Solving: Ability to analyze complex compliance issues, identify solutions, and provide practical recommendations to mitigate risks effectively
  • Communication Skills: Excellent verbal and written communication skills to convey compliance requirements, provide guidance to stakeholders, and report findings to senior management
  • Collaboration: Demonstrated ability to work collaboratively with cross-functional teams, including legal, operations, and technology, to drive compliance initiatives and ensure a cohesive approach
  • Attention to Detail: Meticulous attention to detail to ensure accuracy and completeness in compliance documentation, reporting, and processes

Websites

Certification


  • Licensed SECURITIES OPERATIONS AND RISK MANAGEMENT SPECIALIST

Languages

English
Native language
English
Proficient
C2
Hindi
Advanced
C1
Bengali
Proficient
C2
Urdu
Intermediate
B1
Availability
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Available
monday
tuesday
wednesday
thursday
friday
saturday
sunday
morning
afternoon
evening
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Quote

Business opportunities are like buses, there’s always another one coming.
Richard Branson

Timeline

Team Member
Next Retail
11.2022 - Current
Senior Compliance and Risk Analyst
Zerodha Broking Limited
10.2016 - 09.2022
Assistant Sales Manager
Anix Solutions LLP
08.2015 - 04.2017
University of Aberdeen
MBA from Strategy And Digital Marketing
National Institute of Securities Market
Securities Operations And Risk Management, Equity from Securities Market
Calcutta University
BBA from Marketing

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