Summary
Overview
Work history
Education
Skills
Hobbies and Interests
Timeline
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Sanjay Quail

Radlett,United Kingdom

Summary

Highly skilled professional with expertise in Anti Money Laundering (AML), Risk Assessment and Management, and Know Your Customer (KYC). Demonstrates excellent communication and interpersonal skills, coupled with a strong ability in record keeping and reporting. Proficient in policy research, customer due diligence, fraud prevention and detection, compliance training and education. Adept at research and analysis with a comprehensive understanding of FCA regulations. Committed to leveraging skills to enhance organisational compliance and risk management strategies.

Focused individual with excellent organisation and investigation skills seeks opportunity in compliance management position. Knowledgeable in current standards and best practices for reliable, up-to-date guidance. Well-organised and self-motivated for punctual task planning and delivery.

Experienced professional with focus on compliance and regulatory standards. Proven track record of ensuring organisational adherence to legal requirements and internal policies. Skilled in risk assessment, policy development, and stakeholder communication to enhance operational integrity.

Overview

7
7
years of professional experience
4032
4032
years of post-secondary education

Work history

COMPLIANCE MANAGER

Smileright at Boots dental clinics
London
10.2023 - 03.2025
  • FCA regulatory compliance on behalf of the company (the company offers finance plans for its customers and is registered with the FCA; recently added additional trading names to comply with new finance company)
  • Prepared and submitted regulatory filings in timely manner
  • Maintained up-to-date knowledge of current and emerging compliance regulations
  • Kept informed regarding pending industry changes, trends or best practices
  • Reviewed company compliance programme to identify potential gaps and opportunities for improvement.
  • PCI DSS compliance reporting; completion of self-assessment questionnaire and upload to portal on an annual basis, or at any time the company changes the payment acceptance processes
  • Home Office Sponsorship visa applications for overseas hires for the company; renew the allocation of Certificates of Sponsorship (CoS) for Skilled Workers
  • Right to work checks/keeping up to date with government updates/implementation across the workforce
  • Reviewed company compliance programme to identify potential gaps and opportunities for improvement
  • Built and maintained strong working relationships across company to help implement internal standards
  • Helped create, implement and adopt best practices on internal policies, processes and procedures

COMPLIANCE OFFICER

SmileTime
London
10.2019 - 09.2023
  • Company Overview: (as seen on BBC Dragons Den)
  • Provide compliance orientations to new hires in EMEA; develop and provide training for employees on regulatory and compliance issues
  • Assist in maintaining and drafting SmileTime's compliance manuals; monitor internal processes for compliance with policies and procedures of regulated products
  • Maintain system for tracking and reporting compliance violations
  • Maintained up-to-date knowledge of current and emerging compliance regulations and directives affecting cosmetic product safety requirements, and consider operational changes required to remain compliant
  • Collaborated with sales and marketing departments and other business units to address indications of improper sales practices
  • Reviewed, revised and updated compliance policies and procedures to confirm continual compliance with applicable laws
  • Collaborated with internal and external stakeholders, and legal counsel to confirm compliance with applicable laws and regulations
  • Monitored and assessed compliance risks associated with operational processes and procedures
  • Completed checks to verify licenses and permits for various business
  • Collected detailed notes on investigations and other communication to adhere to legal requirements and enhance recordkeeping
  • (as seen on BBC Dragons Den)

ASSISTANT EDITOR-FINANCIAL SERVICES

Thomson Reuters
London
03.2018 - 10.2019
  • Proven ability to keep up to date with complex and continuously changing banking and financial services law regulations and rulebooks
  • Research and drafting notes on topics ranging from consumer credit, insurance and claims management companies, requiring good analytical skills and excellent writing abilities to condense sophisticated information into accessible articles tailored for everyday businesses and legal practitioners
  • Worked effectively in fast-paced environments
  • I managed stringent daily publishing deadlines when producing research for Senior Editors which required discipline and sound judgement in time-sensitive conditions
  • Worked closely with key EU institutions and UK governmental bodies whilst researching and analysing documents/policies
  • Resolved problems, improved operations and provided exceptional service by writing up briefings for fellow team members after analysing and summarising lengthy documents into concise, clear summaries
  • Gained extensive knowledge in data entry, research, analysis and reporting
  • Learned and adapted quickly to new technology and software applications
  • I managed the Practical Law Twitter account to promote new articles and publish tweets
  • Assisted with day-to-day operations, working efficiently and productively with all team members
  • Cultivated interpersonal skills by building positive relationships with others
  • Interviewed new assistant editors alongside the senior editors, then trained the incoming assistant editors
  • Paid attention to detail while completing assignments

Education

CFA UK Investment Management Certificate (IMC) -

BPP

Postgraduate Diploma - Professional Legal Practice ( LPC)

University of Law

LLB - Laws

London School of Economics & Political Science

A-Levels - A Levels: English Literature, History, Latin, Economics

Watford Grammar School For Boys

Skills

  • Excellent communication and interpersonal skills
  • Record Keeping and reporting
  • Anti Money Laundering (AML)
  • Risk assessment and Management
  • Know Your Customer (KYC)
  • Policy research
  • Customer Due Diligence
  • Fraud Prevention and Detection
  • Compliance Training and Education
  • Excellent written skills
  • Research and analysis
  • FCA regulation understanding

Hobbies and Interests

  • Creative writing and writing novels
  • Listening to music; going to live concerts and the theatre
  • Gaming

Timeline

COMPLIANCE MANAGER

Smileright at Boots dental clinics
10.2023 - 03.2025

COMPLIANCE OFFICER

SmileTime
10.2019 - 09.2023

ASSISTANT EDITOR-FINANCIAL SERVICES

Thomson Reuters
03.2018 - 10.2019

Postgraduate Diploma - Professional Legal Practice ( LPC)

University of Law

LLB - Laws

London School of Economics & Political Science

CFA UK Investment Management Certificate (IMC) -

BPP

A-Levels - A Levels: English Literature, History, Latin, Economics

Watford Grammar School For Boys

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Sanjay Quail