Samuel Dugbartey
London,UK
Summary
Finance professional with over 5 years of experience in institutional client advisory, trade execution, and risk management. Expertise in analyzing financial markets including FX, derivatives, and swaps, leading to data-driven solutions. Skilled in stakeholder collaboration, risk management, and regulatory compliance, consistently delivering high-quality results under pressure. Strong operational background with a focus on client-driven solutions.
Overview
9
9
years of professional experience
Work history
Consultant Global FX and Treasury Operations
Northern Trust
07.2022 - 08.2025
- Managed FX operations for over 50 institutional clients, resolving 100 trade queries with 99% timeliness.
- Settled FX swaps and forwards for a diverse client base of hedge funds and asset managers.
- Collaborated with Chicago and Bangalore teams to automate workflows, reducing settlement errors by 40%.
- Led migrations to Murex, ensuring compliance with global market regulations.
- Ensured adherence to KYC/AML, MiFID II, and cross-border regulations during client onboarding.
- Prepared proposals incorporating revised methods and new strategies for process improvement.
- Assisted teams in implementing recommendations and updating staff instructions.
Consultant Client Implementation
Northern Trust
08.2021 - 07.2022
- Institutional Onboarding: Opened accounts across 109 markets, tailoring processes to client trading strategies (e.g. collateral swaps)
- Performance Analytics: Analysed swap pricing trends to advise clients on cost-saving execution methods
- Compliance: Ensuring compliance with market regulations and efficient account opening procedures, raising any discrepancies and resolving accordingly.
Investigator
Financial Ombudsman Service (FOS)
04.2021 - 08.2021
- Utilised surveillance equipment efficiently during stakeouts for collecting evidence.
- Coordinated with other investigators for effective execution of complex cases.
- Trained junior investigators, contributing to team skill improvement.
- Analysed legal documents to understand case specifics.
Client Support Analyst
Barclays Private Bank
11.2018 - 04.2021
- High Touch Service: Addressed complex FX/derivative queries for £500M+ client portfolios, balance risk and client needs
- Client Management: Proactively identifying ultra-high net worth individuals (UHNWI) thereafter presenting information to the relevant Relationship Manager, Private Banker or Investment Advisor.
- Managing Risk: Proactively identifying client case risks for Money Laundering Reporting Officer (MRLO) and Heads of Markets, providing required information in a professional manner.
- Consistently maintaining vigilance, safeguarding the business through identification and verification (ID&V), Know Your Customer (KYC), Financial Crime (FC), Sanctions, Anti-Money Laundering (AML), Data Protection, Cross Border and regulatory policies.
- Sensitively managing Politically Exposed Persons (PEP) reviews, completing audit documents in line with regulations and policies.
Personal Banker
Barclays Bank Plc
02.2017 - 11.2018
- Provided financial advice and services to client, building strong relationships and ensuring customer satisfaction
Essential Banker
Barclays Bank Plc
04.2016 - 02.2017
- Delivered essential banking services, supporting clients with account management and financial products
Education
Diploma Level 4 - Investment Advice
Chartered Institute for Securities and Investment (CISI)
London 02.2025 -
Diploma of Higher Education - Accounting and Finance
Coventry University
Coventry 09.2013 - 06.2015
A Level - Accounting
Bishop Challoner Sixth Form
London 09.2010 - 06.2012
BTEC - Business Studies
Bishop Challoner Sixth Form
London 09.2010 - 06.2012
Skills
- Quantitative analysis
- Client portfolio support
- Institutional onboarding
- MiFID II compliance
- AIFMD compliance
- Microsoft excel proficiency
- Microsoft PowerPoint presentations
- Murex knowledge
- Cross-team collaboration
- Attention to detail
- Conduct risk awareness
- Portfolio management
Reference
Available on request
Timeline
Diploma Level 4 - Investment Advice
Chartered Institute for Securities and Investment (CISI)
02.2025 -
Consultant Global FX and Treasury Operations
Northern Trust
07.2022 - 08.2025
Consultant Client Implementation
Northern Trust
08.2021 - 07.2022
Investigator
Financial Ombudsman Service (FOS)
04.2021 - 08.2021
Client Support Analyst
Barclays Private Bank
11.2018 - 04.2021
Personal Banker
Barclays Bank Plc
02.2017 - 11.2018
Essential Banker
Barclays Bank Plc
04.2016 - 02.2017
Diploma of Higher Education - Accounting and Finance
Coventry University
09.2013 - 06.2015
A Level - Accounting
Bishop Challoner Sixth Form
09.2010 - 06.2012
BTEC - Business Studies
Bishop Challoner Sixth Form
09.2010 - 06.2012
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