Summary
Overview
Work history
Education
Skills
Certification
Languages
References
Timeline
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Rachel Ho

St Albans,Herefordshire

Summary

Over four years in financial crime compliance and specialising in name screening processes.Developed strong investigative abilities, effectively analyzing complex data sets , identify and resolve abnormal alerts. With solid experience in conducting name screening alerts, which led to my involvement in a system migration project, allowing me to contribute to cross-functional collaboration and improve AML name screening processes.

Overview

5
5
years of professional experience
1
1
Certification

Work history

Manager , Central Name Screening

OCBC Bank (Hong Kong) Ltd.
Hong Kong, China
04.2022 - 07.2023
  • Conducted sample reviews of third-party lists against updated sanctions and managed internal watchlists
  • Performed User Acceptance Testing to identify system issues before deployment
  • Performed periodic name screenings against sanctions, PEPs and adverse news lists to compliance with AML and Counter-Terrorist Financing (CTF) regulations and internal policy.
  • Trained new joiners on name screening processes and procedures.


Senior Officer , Compliance

OCBC Bank (Hong Kong) Ltd.
Hong Kong, China
09.2019 - 03.2022
  • Performed periodic name screenings against sanctions, PEPs and adverse news lists to compliance with AML and Counter-Terrorist Financing (CTF) regulations and internal policy
  • Conducted sample checks of third-party lists against sanctions updates, managing internal watchlists
  • Facilitated name screening system migration by executing internal watch list clean-up


Senior Officer , AML Compliance

China CITC Bank International Ltd.
Hong Kong , China
03.2018 - 09.2019


  • Performed periodic name screenings against sanctions, PEPs and adverse news lists to compliance with AML and Counter-Terrorist Financing (CTF) regulations and internal policy
  • Conducted name screening enquiry on sanctions, PEPs and adverse news from operation staffs and provided appropriate guidance to them
  • Analysed and advised on matches in sanction-related remittance screenings


Education

Bachelor of Business Administration -

The Open University of Hong Kong
Hong Kong
10/2010 - 06/2014

Skills

  • A strong sense of accountability and self-motivation
  • Logical Workflow Management
  • Detail Orientation and Accuracy
  • Excellent analytical skills
  • Excellent interpersonal skills
  • Proficient in Excel skills

Certification

Advanced Certificate for ECF on AML and CFT( The Hong Kong Institute of Bankers,Jan 2021 )

Languages

Chinese (Mandarin)
Fluent
Chinese (Cantonese)
Fluent
English
Fluent

References

References available upon request.

Timeline

Manager , Central Name Screening

OCBC Bank (Hong Kong) Ltd.
04.2022 - 07.2023

Senior Officer , Compliance

OCBC Bank (Hong Kong) Ltd.
09.2019 - 03.2022

Senior Officer , AML Compliance

China CITC Bank International Ltd.
03.2018 - 09.2019

Bachelor of Business Administration -

The Open University of Hong Kong
10/2010 - 06/2014

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Rachel Ho