Rabinder Thoofer
Gerrards Cross,United Kingdom
Summary
Collaborative and solutions-focused professional with strong verbal and written communication skills, adept at managing multiple deliverables simultaneously. Demonstrates critical thinking, adaptability, and calmness under pressure while fostering flexible and effective team leadership. Committed to driving results through a proactive approach to problem-solving and maintaining a focus on achieving organisational goals.
Overview
20
20
years of professional experience
22
22
years of post-secondary education
Work history
Executive Director, Corporate Audit
Wells Fargo
London
2022.09 - Current
- Preparation and delivery of quarterly materials for UK and EU regulators and regional legal entity Audit committees
- Contribute to the Audit Committee’s governance of the new Audit system of record, holding primary responsibility for automation and AI enablement workstream
- Audit representative at executive forums including Payments, Trade Surveillance and the International Risk and Control committees
- Contribute to the running of the Internal Audit function including accountability for annual audit planning, auditable entity risk assessments and people development
- Portfolio coverage includes global capital markets, global structured products and regional corporate functions including compliance, human resources and operations
Associate, Structured Credit Products
Lombard Risk
London
2007.01 - 2027.04
Senior Vice President, Operations, Corporate Audit
Bank of America
London
2020.04 - 2022.09
- Delivered aggressive audit plans focusing on high‑risk and complex areas
- Managed global coverage of GBAM Operations, created multiyear audit plans, evaluated emerging risks, and formulated an automation strategy.
- Led implementation of conduct risk task‑force reporting to enterprise conduct risk committee
- Highlighted two critical Severity one issues for immediate attention
- Earned Gold Award for automation initiatives that enhanced audit coverage and decreased plan hours
- Received Operational Excellence Award from Audit SLT for exceptional performance
Vice President, Global Markets, Corporate Audit
Bank of America
London
2014.05 - 2020.04
- Reporting to EMEA Head of GBAM (front line Audit). Responsible for GBAM regulatory change Audit coverage
- Led audit coverage for MiFID II, EMIR, CFTC and SFTR regulatory requirements
- Received Gold award for automation initiatives saving significant plan hours while simultaneously increasing Audit coverage
- Portfolio coverage included Equity, Fixed Income and Electronic Trading
Assistant Vice-President, Emerging Markets
UBS
London
2014.05 - 2017.09
Assistant Vice-President, Valuations
Barclays Capital
London
2010.06 - 2011.12
Assistant Vice-President, Exotic Hybrids & Rates
JPMorgan Chase
London
2007.09 - 2010.06
Associate, Strategic Portfolio Analyst
Barclays Capital
London
2007.04 - 2007.09
Education
Master of Science - Mathematical Trading and Finance
CASS Business School
London 2005.09 - 2026.09
BEng - Software Engineering
City University
London 2004.09 - 2005.09
Skills
- Collaborative, calm, and solutions‑focused
- Strong verbal and written communication
- Manage multiple deliverables simultaneously
- Critical thinker, inquisitive and calm under pressure
- Flexible and adaptive team leadership
Affiliations
- Football, Formula 1 and Traveling
Portfolio Coverage
- Corporate Investment Banking
- Commercial Banking
- Subscription Finance
- Operations
- Payments
- Human Resources
· Compliance
Timeline
Executive Director, Corporate Audit
Wells Fargo
2022.09 - Current
Senior Vice President, Operations, Corporate Audit
Bank of America
2020.04 - 2022.09
Vice President, Global Markets, Corporate Audit
Bank of America
2014.05 - 2020.04
Assistant Vice-President, Emerging Markets
UBS
2014.05 - 2017.09
Assistant Vice-President, Valuations
Barclays Capital
2010.06 - 2011.12
Assistant Vice-President, Exotic Hybrids & Rates
JPMorgan Chase
2007.09 - 2010.06
Associate, Strategic Portfolio Analyst
Barclays Capital
2007.04 - 2007.09
Associate, Structured Credit Products
Lombard Risk
2007.01 - 2027.04
Master of Science - Mathematical Trading and Finance
CASS Business School
2005.09 - 2026.09
BEng - Software Engineering
City University
2004.09 - 2005.09