Preethi G N

• Responsible for verifying and clearing all position breaks and Cash breaks on daily basis. For Private Credit , Public Credit and Mezzanine.
• Processing Syndication Loans, Position and Cash Break Reconciliation via
  IVP,Clear Par, IHS Markit & VPM.
• Handling One sided recon & Two sided recon for US Bank, NT, BNY and HPS recon.
• Booking Management fee & Clear par fee.
• Investigating on Cash & Position recon breaks by doing manual calculations, For Par amount, Interest, Fees and Individual share of an Issuer/Borrower, based on backup documents (Notices; Trade Document) provided by Agent
  Banks & Company.
• Reaching out to Company(Real Estates) & Custody Bank for additional support like payment wire details, Admin forms confirmation, position summary,etc.
• Drafting A&A (Assignment & agreements) and send it to the Buyers. 
• Booking Capital call for senior funds and mezzanine funds.
• Sending MTM report & Par-tie report for between Scotia Bank, US Bank &
  VPM booking.
• Supporting to the external team and providing requested notices and
  funding memos.
• Trade Settlements.
• Proficiency in financial software such as WSO, LoanIQ, Solvas,Skyroad and VPM, Loan Markit and Clear Par.
  

Coforge- Jan 2022 to Mar 2023

Senior Quality Analyst

• Originate, evaluate, and execute direct lending opportunities, including senior, mezzanine, and unitranche loans.
• Conduct credit underwriting, financial modeling, and due diligence to assess borrower risk profiles.
• Structure and negotiate loan agreements, working closely with legal teams and investment committees.
• Manage portfolio companies, monitor financial performance, and mitigate credit risks.
• Collaborate with private equity sponsors, institutional investors, and other key stakeholders.
• Assisted in the origination and execution of direct lending transactions across multiple sectors.
• Supported deal teams in investment memos, and loan documentation review.
• Managed borrower relationships and monitored covenant compliance.
• Executed FX spot, forwards, swaps, and options transactions for corporate clients.
• Assisted in executing FX trades and managing liquidity across various currency pairs.
• Conducted quantitative analysis on FX trends, volatility, and arbitrage opportunities.
• Worked closely with sales teams to structure FX hedging solutions for corporate clients.

Verity Global Solutions- Jun 2021 to Jan 2022

Quality Analyst

• Processing in Capital Market, IRD, Syndication Loan, Cash Break Reconciliation for different Issuers &  Portfolios via GCM, WSO,ATE, TPQ ,
  Loan IQ, NEXEN & SOLVAS Application.
• Investigating on various breaks like Loan Breaks, Bond Breaks & Trade
  breaks.
• Responsible to reconcile all Loan and Non-Loan (Bond) transactions that
  takes place on a given day.
• Investigating on Cash breaks, i.e. identifying the type of transaction for
  which the amount has been paid or received us and the Agent Banks, For Ex:- Principal Payment; Interest Payments, Fees etc.
• Checking for statements in the form of 'Notices' that pertains to every
  inward an outward payment.
• Investigating on Calculations for Interest, Fees and Individual share of an Issuer/Borrower, based on backup documents (Notices; Trade Document) provided by Agent Banks (stored in internal systems).
• Liaising with Agent Banks in case of any missing 'Notices'.

Visionet Systems Pvt Ltd - Dec 2020 to Jun 2021

Senior Associate

• Conducted As of Date Balance Reviews for counterparties, ensuring financial accuracy and compliance with internal and regulatory requirements.
• Analyzed counterparties' financial statements, credit exposures, and transaction history to assess risk.
• Reconciled outstanding balances, cash flows, and collateral positions, identifying and escalating discrepancies.
• Maintained up-to-date records for counterparties and provided reports for audit and regulatory reviews.
• Assisted in periodic counterparty balance reconciliations and risk evaluations.

Accenture Solutions Pvt Ltd - Mar 2018 to Dec 2020

Associate

• Conducted KYC onboarding and due diligence for new corporate, institutional, and high-net-worth individual (HNWI) clients.
• Verified legal entity structures, beneficial ownership (UBO), and source of funds to assess AML risks.
• Performed sanctions screening, PEP (Politically Exposed Person) checks, and adverse media analysis.
• Collaborated with compliance, risk, and front office teams to ensure adherence to FATF, FinCEN, FCA, MAS, and EU AML directives.
• Reviewed and validated client documentation (e.g., Articles of Incorporation, Shareholder Agreements, Business Licenses, and Proof of Address).
• Maintained compliance with KYC, AML, and sanctions regulations.
• Assisted in onboarding new corporate and institutional entities, ensuring full regulatory compliance.
• Conducted CDD and EDD for high-risk entities, including offshore companies and trusts.
• Monitored ongoing client transactions for potential suspicious activity, escalating cases to AML investigators.
• Ensured that all KYC files were up to date and met internal compliance standards.
• Provided training and guidance to junior analysts on KYC processes and regulatory updates.