Summary
Overview
Work History
Education
Skills
Custom Section
Languages
Timeline
Cashier
Prabhpreet Singh

Prabhpreet Singh

Senior Manager, Risk and Compliance
London

Summary

Senior Risk and Compliance Leader with 14+ years of experience driving enterprise-wide risk oversight, regulatory compliance, and transformational change across financial services, fintech, and digital assets. Proven ability to design and implement risk management strategies that strengthen governance, safeguard business operations, and enable innovation. Skilled at engaging boards, regulators, and senior executives on risk matters, while nurturing high-performing teams and embedding a culture of accountability and innovation. Experienced in driving change, building risk and controls frameworks in WAM, Payments and Digital Asset businesses.

Overview

15
15
years of professional experience

Work History

Senior Manager, Risk Assurance

EY
London, London
10.2022 - 10.2025
  • Led enterprise-wide risk and controls engagements across payments, wealth management, and digital asset sectors.
  • Provided second-line oversight and conducted thematic reviews of operational, financial, and strategic risks.
  • Engaged with boards, regulators, and executive committees to present risk findings and influence organizational strategy.
  • Mentored and developed risk professionals, driving innovation in risk assessment tools and methodologies.
  • Ensured regulatory compliance through meticulous auditing procedures.

Manager, Risk Assurance

EY
London
03.2021 - 09.2022
  • Directed regulatory reviews, including CASS oversight for UK banks, identifying and remediating rule breaches.
  • Advised Luxembourg management companies on risk frameworks and compliance with jurisdictional regulations.
  • Collaborated with fintech clients to design resilient risk and compliance frameworks for innovative platforms.

Manager, Risk Assurance

EY
Luxembourg
07.2019 - 02.2021
  • Managed risk and compliance reviews for European asset managers, ensuring adherence to EU directives.
  • Delivered board-level risk reports and facilitated discussions with regulators on compliance outcomes.

Assistant Manager & Senior Associate

EY
London & India
10.2015 - 06.2019
  • Early career spanning internal audit, risk consulting, and compliance reviews for global financial services clients.
  • Promoted through multiple roles for consistent delivery of risk advisory excellence and innovation in offshore models.

Senior Associate

EY
London & India
11.2010 - 09.2015
  • Early career spanning internal audit, risk consulting, and compliance reviews for global financial services clients.
  • Promoted through multiple roles for consistent delivery of risk advisory excellence and innovation in offshore models.

Education

PGDBA - Finance

Symbiosis
India

Bachelor of Business Administration - General Management

IP University
India

Skills

  • Enterprise Risk Management (ERM)
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Custom Section

  • Led comprehensive oversight and strategic risk management for multiple digital asset custodians, delivering first-of-its-kind SOC 1 & SOC 2 reports, including private key ceremony attestation and ensuring regulatory readiness.
  • Designed risk oversight frameworks for major UK financial institutions, advising on operational, financial, and security risks, and providing direct reports to regulators such as the FCA.
  • Spearheaded thematic risk assessments for financial services firms, aligning risk management practices with evolving regulatory requirements across the UK and EMEIA.
  • Led comprehensive grounds up risk strategies for a large African bank for their digital asset custody business.

Languages

English
Fluent
Hindi
Fluent
Punjabi
Fluent

Timeline

Senior Manager, Risk Assurance

EY
10.2022 - 10.2025

Manager, Risk Assurance

EY
03.2021 - 09.2022

Manager, Risk Assurance

EY
07.2019 - 02.2021

Assistant Manager & Senior Associate

EY
10.2015 - 06.2019

Senior Associate

EY
11.2010 - 09.2015

PGDBA - Finance

Symbiosis

Bachelor of Business Administration - General Management

IP University
Prabhpreet SinghSenior Manager, Risk and Compliance