PARIKSHIT SANGWAN
Summary
Results-driven AML Operations Analyst with experience in the banking and market research industries, specializing in Anti-Money Laundering (AML) investigations, sanctions screening, PEP reviews, and regulatory compliance. Proficient in data analysis, market research, and qualitative assessments using public and private sources to support risk evaluation and decision-making. Skilled in SQL, R, HTML5, Microsoft Excel, and Microsoft Word, with a strong ability to analyze complex datasets, identify financial crime risks, and deliver accurate, insight-driven reports in fast-paced environments.
Overview
3
3
years of professional experience
1
1
Certification
Work history
Senior Risk Analyst (KYC)- Level 3(Gold)
KPMG UK
Watford
2021.09 - 2022.06
- Conducted AML investigations, transaction monitoring, sanctions screening, and PEP/adverse media reviews to identify and mitigate financial crime risks while ensuring regulatory compliance.
- Performed Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD) using public and private sources to assess customer risk profiles and support compliance operations.
- Analyzed and interpreted complex datasets using SQL, R, Microsoft Excel, and other analytical tools to generate insights, identify anomalies, and support decision-making.
- Executed market research, data collection, and qualitative analysis to evaluate industry trends, business risks, and operational opportunities.
- Collaborated with cross-functional teams to prepare investigative reports, improve operational processes, and deliver accurate documentation using Microsoft Word, Excel, and reporting tools.
Risk Analyst
KPMG
Gurugram
2020.01 - 2020.05
- Understanding Institutional banking mechanisms
- Discounted cash flow model valuation
- Comparable analysis
- Understanding global operations of Banking
- Application of Data analysis in the corporate world.
Student intern
Citibank
India
2019.08 - 2019.10
- Maintained transactions ledgers
- Preparing cost reports for day to day transactions
- Understanding business operations
- Logistic management.
- Understanding stock market
- Option trading practices.
Business Operation Trainee and Finance Administrator
Kinder Poly Farms
India
2020.05 - 2020.06
Financial Market Trainee
The Financial Doctors
India
2019.08 - 2019.10
Education
Master of Science - International Business
University of Liverpool
LiverpoolBachelor of Business Administration (BBA) - Finance
Narsee Monjee Institute of Management Studies
BangaloreSkills
- Financial Due Diligence (FDD)
- Customer Due Diligence (CDD)
- Transaction Monitoring and Fraud detection
- Sanction Screening and escalations
- Politically Exposed Persons (PEP) identification
- Stakeholder Engagement
- Suspicious Activity Report (SAR) filing, alert analysis
- Regulatory compliance
- FATF, FCA compliance, local regulatory frameworks
Certification
NSE Certification in Optional Trading, 02/2020
Affiliations
- Head of Department, College Annual Fest
- Member, College Sports Committee (LOGISTICS)
- Member, College Entrepreneurship Committee
Custom
- +91, 7015884269, India
- +44, 7732745611, Watford, United Kingdom
Timeline
Senior Risk Analyst (KYC)- Level 3(Gold)
KPMG UK
2021.09 - 2022.06
Business Operation Trainee and Finance Administrator
Kinder Poly Farms
2020.05 - 2020.06
Risk Analyst
KPMG
2020.01 - 2020.05
Student intern
Citibank
2019.08 - 2019.10
Financial Market Trainee
The Financial Doctors
2019.08 - 2019.10
Master of Science - International Business
University of Liverpool
Bachelor of Business Administration (BBA) - Finance
Narsee Monjee Institute of Management Studies