Mothilal Verma B
Chennai
Summary
An initiatives-oriented high performer, having 3+ years of diversified exposure in KYC, AML, Compliance & Risk management with functions including KYC (Periodic Reviews, Client Onboarding and Remediation) and AML (Client Screening and Monitoring) across multiple products & Various regions globally.
Overview
3
3
years of professional experience
1
1
Certification
Work History
Officer, CDD
Standard Chartered Global Business Services Private limited
11.2022 - Current
- Leading the call with stakeholders on behalf of the team on all the workflow cases updating the progress and highlighting the obstacles to complete the KYC for the clients
- Obtaining status for all the inflow cases from the Team and sharing the report with the stakeholders on a daily basis
- Performing KYC requirements for Corporate United States and United Kingdom-based clients completing documentation inclusive of Simplified due diligence (SDD), Enhanced Due Diligence (EDD), Local Due Diligence (LDD), and Product Due Diligence requirements (PDD) for all countries.
- Frequently interacting with key stakeholders such as Compliance, Quality Control, Client Management Teams, and Relationship/Client Managers to develop strong partnerships, eliminate roadblocks, and ensure continuity of information flow across the group.
- Handling multiple priorities and deadlines concerning the review of high-risk clients.
- Managed NTB onboarding across multiple locations for Corporate, CBR and Non-CBR clients, ensuring completion within agreed SLAs and internal policy requirements.
- Drilling down the Ownership structure as per public source (Annual Report, Mint Global, Registries etc.,)
- Performed sanction, PEP and watchlist screening on client's UBO's, directors and related parties using approved screening tools.
- Completed detailed sanction and PEP reviews, analyzing potential matches, identifying true hits VS false positive and escalating cases in line with internal governance procedures.
- Executed adverse media screening and ongoing adverse media updates to identify financial crime, reputational and regulatory risks.
- Documented screening outcomes, maintained robust audit trails and ensured timely case closures in line with the regulatory expectations.
- Collaborated with compliance, risk and relationship management teams to resolve escalations related to sanction, PEP exposure and adverse media findings.
- Conducting public domain search for capturing client information from AML Compliance approved websites and others (i.e., Bloomberg, Lexis/Nexis, Bankers Almanac, Orbis, company websites, government websites, etc.)
Education
B. Com -
Ramakrishna Mission Vivekananda College
01-2022
HSC -
Revoor Padmanabha Chetty's matric Hr sec school
01-2019
SSLC -
Nava Jyothi Vidyalaya matric HSS
01-2017
Skills
- KYC/AML regulation
- CDD and EDD
- PEP and sanction screening
- Anti-bribery and Corruption
- Problem solving and decision making
- Team collaboration
- Deadline management
- Teamwork
Languages
Tamil
English
Hindi
AWARD
- Spot award - New joiner award at SCB GBS
Certification
- NCC 'C' certificate
Timeline
Officer, CDD
Standard Chartered Global Business Services Private limited
11.2022 - Current
B. Com -
Ramakrishna Mission Vivekananda College
HSC -
Revoor Padmanabha Chetty's matric Hr sec school
SSLC -
Nava Jyothi Vidyalaya matric HSS