MS Office
Mohit Chopra
Financial Crime Screening Analyst
Ghaziabad
Summary
Qualified financial crime associate with a good experience in fraud and screening. Highly -motivated with desire to take new challenges and learnings. Able to work individually and in groups, an expert in providing motivation to ensure smooth work flow and efficient working deadlines. Seeking a career position with a growth-oriented organization that is searching for a proven team player and Leader who specializes in building winning teams and surpassing established goals and objectives.
Overview
4
4
years of professional experience
2
2
Languages
Work History
CUSTOMER SCREENING - PROCESS ADVISOR
Barclays Shared Service
09.2023 - Current
- Review on alerts generated for screening of customers in order to prevent financial crime.
- Analyzing alerts and investigating customers who match with SDN, Politically Exposed Persons.
- Conducting due diligence on customers and related parties to assess sanctions risks.
- Escalating high-risk or complex cases to the appropriate channels.
- Preparing reports on screening activities and investigations.
- Ensuring compliance with internal policies and procedures related to sanctions.
- Staying up-to-date on global sanctions regimes and regulations.
- Contributing to the development and enhancement of sanctions screening policies, procedures, and controls.
- Identifying opportunities to improve the efficiency and effectiveness of sanctions screening processes.
- Assisting with the implementation and maintenance of sanctions screening systems.
- Operate within agreed business SLAs and confidentiality standards.
- To ensure all suspicious alerts are reported.
- Conducting investigation of complex and high risk Sanctions alerts across the region.
- Ensure the update and the management of all sanctions lists maintained by subunit ongoing basis i.e., UN, UFAC, EU and UKHMT.
- Analyze and investigate alerts and transaction that are generated using standard policies, procedures and tools, aimed at meeting internal and external regulatory requirement.
- Disposition of high risk name screening escalations, conducted name searches, through different business lines.
- To ensure process productivity and quality targets are set, monitored and achieved in order to meet business objective and service level agreement.
SR. EXECUTIVE (COMMERCIAL VEHICLE LOAN)
I Process India Ltd (ICICI Bank)
10.2021 - 09.2023
- Develop relationship with Business partners to sell Commercial Vehicle Loan.
- Perform documentation checks of Commercial Vehicle Loans requests from dealers - from origination to approval.
- Evaluate credit worthiness of the applicants.
- Ensure name screening on applicants performed by junior team members are in accordance to KYC guidelines.
- Operate in compliance with laws and regulations adhere to the lending guidelines.
- Liaise and follow up with Sales, Commercial Vehicle Dealers for submission of drawdown requests, invoices and other supporting documents.
- Resolve operational queries and issues with both internal and external stakeholders relating to new and existing Commercial Vehicle loans.
- Assist the Commercial Vehicle Loan Processing team lead in the following areas: (ensure that the team meets the stipulated processing turnaround time. provide regular coaching, plan and manage resources and capacity, prepare management reports for submission/update to management where necessary.)
- Achieving the branch targets.
- Performing due diligence on the lending process from application to closing documentations.
Education
BACHELOR OF COMMERCE -
Dr. B.R. Ambedkar University
HIGHER SECONDARY SCHOOL - AISSCE - COMMERCE
Bhartiya Vidyapeeth
SENIOR SECONDARY SCHOOL - AISSCE - undefined
Bhartiya Vidyapeeth
Skills
- Risk Assessment
- Financial crime screening
- Sanctions screening
- KYC
- Customer due diligence
- Enhanced due diligence
- Financial crime typologies and red flags
- Basic transaction monitoring knowledge
- Knowledge of suspicious activity reporting requirement
- Understanding of global regulatory framework
- Ability to develop effective working relationship/network within the organization
- Active listener and receptor
- Interpersonal relationship
- Due diligence
- Customer Screening
- KYC
- Risk management
- Strong analytical and problem solving skills
- Ability to learn new applications/software systems effectively and efficiently
- Effective communication
- Attention to detail and a commitment to deliver work
- Multitasker
- Command in accuracy and attention to detail
- Microsoft office
- Responsible and focused
- Resolution oriented
- Team work ethics
- Adaptability
Applications
- OWS
- Worldcheck
- Fullserve
- Bpaid
- Experian
- MS office
Software
Worldcheck
Fullserve
Jetbridge
Experian
OWS
Bpaid
Timeline
CUSTOMER SCREENING - PROCESS ADVISOR
Barclays Shared Service
09.2023 - Current
SR. EXECUTIVE (COMMERCIAL VEHICLE LOAN)
I Process India Ltd (ICICI Bank)
10.2021 - 09.2023
HIGHER SECONDARY SCHOOL - AISSCE - COMMERCE
Bhartiya Vidyapeeth
SENIOR SECONDARY SCHOOL - AISSCE - undefined
Bhartiya Vidyapeeth
BACHELOR OF COMMERCE -
Dr. B.R. Ambedkar University
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