Milly Sussan Babuji
London
Summary
Experienced in the financial services sector with a primary focus on banking and capital markets, insurance and investment companies, and wealth and asset management sectors. Specializing in internal control over financial reporting (ICFR) audits within the field of technology risk under the business consulting practice. Highly motivated, flexible, and focused with a calm and professional demeanor. Thrives under pressure in a high-tempo environment and consistently meets tight deadlines. Possesses a background working with highly confidential information, adhering to strict processes, and achieving ambitious targets.
Overview
7
7
years of professional experience
Work History
IT Auditor
Moore Kingston Smith
01.2024 - Current
- Collaborate with clients to understand their IT environment and objective, by evaluating their IT Questionnaire and perform risk analysis
- Conduct audit of IT systems and applications by developing scope, identifying risk, develops fieldwork plans through reporting for critical areas on financial reporting, that align with ISA (315) standards
- Developed process flow charts to communicate the risks with Finance Auditors that may significantly impact the financials
- Performed ITGC and IT application control walkthrough and testing for financial reporting systems
- Identified control deficiencies and recommended opportunity for improvement areas that reduced risk exposure
- Coordinate with stakeholders and finance auditors to streamline audit lifecycle and delivered audit reports to senior management
- Conducted SOC 2 audits for cloud based service organization, ensuring alignment with Trust Service Criteria, and performed gap analysis
- Assessed cloud infrastructure security(AWS) against SOC2 criteria, including backups, logging controls etc, through walkthrough and control testing
- Helped senior managers determine resource capacity utilization by monthly analysis of each team member's utilization using Power BI
- Skilled at working independently and collaboratively in a team environment.
Senior in Technology Risk
Ernst & Young
01.2018 - 05.2023
- Assessed client's IT environment and IT-related business process that support the financial statements to determine the extent to which reliance can be placed on the internal control environment
- Executed and performed detailed reviews on IT Control Testing of IT process such as Change Management, User Access Review, Incident and Backup Management as part of FAIT engagements
- Spearheaded walkthrough with Stakeholders to gain understanding of the client's environment and their IT Applications and IT processes (Change Management, Logical Access, and IT Operations), which resulted in efficient assessment and issue opinion on effectiveness of the controls
- Tested Application Controls and Business Controls, along with testing of IPE
- Evaluated SOC Reports (SOC 1) for various FAIT engagements
- Experienced on Project Insight guidelines for IT processes by creating process placemats for IT General Controls to optimize the inquired process and better understand the client' environment, resulting in providing an improved recommendation and solution
- Successfully enriched relationship with client and onshore teams to conclude on critical decisions regarding the risk posed by FAIT audit
- Completed EY Bonze Badge in Cyber Security, Information Security Analysis
Education
Master of Business Administration -
TSM
06-2018
Bachelor of Commerce -
MCC
05-2016
AISSCE (+2) -
Girideepam Bethany Central School
04-2013
Skills
- SOX compliance expertise
- Assessment of SOC 2 compliance
- ITGC effectiveness assessment
- ITAC assessment and evaluation
- Experience in SOCR evaluation methods
- Experienced in Excel, Word, Visio, and PowerPoint
- Effective verbal and written communication
- Results-driven research skills
- IT Risk evaluation
- Problem-solving
- Attention to detail
Languages
English
Tamil
Malayalam
Timeline
IT Auditor
Moore Kingston Smith
01.2024 - Current
Senior in Technology Risk
Ernst & Young
01.2018 - 05.2023
Master of Business Administration -
TSM
Bachelor of Commerce -
MCC
AISSCE (+2) -
Girideepam Bethany Central School
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