Lilian Prem
London,England
Summary
Versatile Financial Services professional with two decades of strong multi-product (Exotics, Derivatives & Flow) and cross-functional expertise. Managed sensitive relationships by acting as a trusted advisor to senior executives to achieve an enhance client experience. Passionate and deeply engaged in social impact initiatives to enable and empower social mobility.
Overview
22
22
years of professional experience
Work history
Vice President - Financial Crime Risk
Deutsche Bank
London, Greater London
01.2015 - Current
- Established multiple global teams to achieve a reformed KYC framework for enrichment of trader & client transaction surveillance model across multiple products (FICC incl. Derivatives and CB incl. ICM, CCM, SeS, TF, TAS). Business and Resource planning to include mentoring and product training, earning nominations for best manager and DEI contributor.
- Achieved significant improvement in compliance of previously flagged critical Regulatory and Audit items for business and clients. Led technical discussions whilst presenting these technical packs to prominent Global Regulators and Auditors, successfully mitigating financial and reputational risks.
- Developed global and regional communication strategy which included guidelines for communicating sensitive information to all internal and external stake holders. Preparation and Presentation of Communication collateral for all modes of communication such as intranet (myDB), messaging tools, emails etc.
- Built and managed senior stakeholder relationships to achieve business and regulatory goals for enhanced client experience.
- Contributed to KYC & AML Policy development and collaborated with global business leads to enrich client engagement for achievement of Regulatory compliance.
- Analyzed trading behaviours of traders and clients to develop understanding of their individual trends/behaviours ensuring these are aligned with markets and investigating any anomalies.
- Chaired various Working Groups and forums to achieve effective operational governance and policy development.
Assistant Vice President – Global Credit Trading
Deutsche Bank
London , England
07.2011 - 12.2014
- Analysis of the Complex OTC Credit business (Correlation and Hybrid's - Index CDS/CDOs) Risk and P&L Reports, providing associated commentary for key stakeholders.
- Preparing & Presenting key Management Information packs (P&L Commentary, Pricing Analysis, Regulatory Submissions) at Steering, Operating Committees and working group forums.
- Overseeing Risk and Trade capture by collaborating with key internal stakeholders (Traders, Sales, Middle Office, Settlements, Operations) to ensure completeness of Risk and P&L.
Risk Analyst - Structured Equity Trading
Deutsche Bank
London, England
09.2010 - 06.2011
- Collaborated with traders, sales & marketing, finance, valuations & Docs to perform trade reviews for structured equity products.
- Detailed review of legal trade documents to identify key risks for every component of the trade structure ensuring accurate representation within the Risk and P&L systems.
Equity Analyst – Structured Equity Trading
Bear Sterns International Ltd
London, England
05.2006 - 10.2008
- Analysis of the ASIA Exotics, Europe Basket Trading & Senior Management desks (Basket Options, Barrier Options) Risk and P&L Reports, providing associated commentary for key stakeholders.
- Preparing & Presenting key Management Information packs (Pricing Analysis, Trade activity and reserving and valuation control) for Senior Management.
- Detailed review of legal trade documents to identify key risks for every component of the trade structure ensuring accurate representation within the Risk and P&L systems.
Eurobonds Treasury Accountant – Credit Trading
HSBC Investment Bank
London, England
07.2004 - 04.2006
Client Manager – OTC Derivatives
UBS Investment Bank
London, England
01.2004 - 06.2004
Junior Product Controller – F I & E
Credit Suisse First Boston
London, England
07.2003 - 09.2003
Education
Bachelor of Science - Mathematical Science with Finance and Economics
City University
London2003
DB NETWORK & SOCIAL IMPACT
- Contributed on the DB Women of Influence Steering Committee as a Member (i.e. themes - Personal Branding, Art of Communication, Panel member on #Femalspiration)
- Actively Mentored students/colleagues from across the bank & within the Wharf incorporating the DEI values via the dbGO and Woman on the Wharf Mentoring Program.
- contributed as a DB Volunteer & CSR Giving Community Partner for more than a decade.
- Currently an Advanced Bionics Parent Mentor for the deaf.
Timeline
Vice President - Financial Crime Risk
Deutsche Bank
01.2015 - Current
Assistant Vice President – Global Credit Trading
Deutsche Bank
07.2011 - 12.2014
Risk Analyst - Structured Equity Trading
Deutsche Bank
09.2010 - 06.2011
Equity Analyst – Structured Equity Trading
Bear Sterns International Ltd
05.2006 - 10.2008
Eurobonds Treasury Accountant – Credit Trading
HSBC Investment Bank
07.2004 - 04.2006
Client Manager – OTC Derivatives
UBS Investment Bank
01.2004 - 06.2004
Junior Product Controller – F I & E
Credit Suisse First Boston
07.2003 - 09.2003
Bachelor of Science - Mathematical Science with Finance and Economics
City University
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