Lewis Anderson
Upminster,Essex
Summary
Forward-thinking professional offering advanced experience in overseeing operations, driving business strategy and overhauling distribution networks. Highly proficient in business development and strategic planning resulting in consistent growth and profitability. Proven leader with track record of successful communication, client relationship building, and achievement of sales goals.
Overview
25
25
years of professional experience
1
1
Certification
Work History
Vice President
TD Execution Services
London
12.2020 - Current
- Trading Support – Management of inbound client flow, and outbound broker connectivity and execution.
- Fidessa OMS, Newport, Raptor FIX, and Bloomberg EMSX.
- FIX Client Onboarding for High-Touch and Low-Touch.
- Regulatory Lead Developer – IT Dev Lead for the business.
- Accountable opco member for trade and transaction reporting landscape.
- Vendor Liaison for Product.
- Project Manager and Business Analyst for Fidessa, managing hosted system fixes, prioritization, and release cycles.
- CRM/Business Manager – Risk manager for COO, driving cost efficiency, and building tools (Tableau) for MIS.
- Client Representative to Tier 1 clients, managing new client onboards, systematic issues, platform upgrades, performance analysis, and benchmarking.
Vice President
JP Morgan Chase
London
05.2018 - 12.2020
- Led the establishment of a governance team focusing on stakeholder engagements, data issue design, and prioritization.
- Constructed an organized governance framework featuring both a Data Diagram and a complete Data Dictionary.
- Implemented Continuous Improvement Process Feedback Loop for MIS.
- Team Lead is inspiring team members to augment their skills with AI and machine learning capabilities to discover more efficient ways in which to operate.
Regulatory Control Lead - Level 1 Trader Surveillance
Deutsche Bank AG
London
07.2016 - 04.2018
- Continuous Improvement Opco Head – Designer of MIS.
- Delivery of False positive solutions
- Optimization of the trader surveillance model, slashing false positive numbers by 95%, actively removing data from the model calculations.
- Creation of data analysis using SQL and XML data libraries.
- Python Design – collaboration on the design process of the in-house build of the Sleuth tool, containing models, scoring, and data enhancement.
- Stakeholder delivery to the COO, CAO, Anti-Financial Crime, and Level 2 Compliance.
Assistant Vice President – Emerging Markets Front Office IT PM/BA
Deutsche Bank AG
London
07.2013 - 06.2016
- Project Manager/Business Analyst – Ops specialist focused on Fidessa optimization, new markets, mandatory upgrades, and regulatory delivery such as MiFID II.
- Delivery of annual cost savings is approximately 500k to 1mm EUR.
- Business Requirement Document writing, as well as Business Case plans, and New Product Requirements.
- Financial management of project budgets, time allocation, vendor licenses, usage, and enhancement negotiations.
Assistant Vice President – Business Development Manager/SME
Deutsche Bank AG
London
04.2011 - 06.2013
- Project Planning and Process Improvement – Accountable Ops Stakeholder.
- Design and implementation representative.
- Middle Office liaison to the front office – COO engagement for weekly accountability meetings with Ops, Tech, Front Office, and Reg.
- Driver of Cost Per Trade Analysis.
- Solution saved 500k post-tech delivery.
- Member of AFME.
Associate – Emerging Markets Trade Support
Deutsche Bank AG
London
06.2010 - 04.2011
- Servicing the EM Equity desk in a support role – client and broker relationship management.
- Project focus, contract matching, Swift Accord, and Unavista implementation.
- Management of an offshore team delivering a multitude of control tasks.
Associate – Global Equity Markets Trade Support
Deutsche Bank AG
London
01.2008 - 06.2010
- Desk support for equity trading and sales desks.
- Processing of all related control, data processing, and reconciliation actions.
- Project and tech support – upgrades, MiFID I, and reg delivery.
Analyst – Equity & Fixed Income Derivative Trade Capture
ABN Amro
04.2007 - 11.2007
Equity Sales Assistant – Institutional Client Group
Lehman Brothers International
10.2006 - 02.2007
Senior Analyst – Equity Trade Support
Lehman Brothers International
08.2004 - 10.2006
Senior Analyst – Client Trade Support
Lehman Brothers International
11.2003 - 08.2004
Data Analyst – Static Data
Lehman Brothers International
05.2002 - 11.2003
Static Data Clerk (Temporary Role)
Barclays Global Investors
01.2002 - 05.2002
Settlement/Reconciliations Clerk (Temporary Role)
Deutsche Morgan Grenfell
04.2001 - 11.2001
Settlement/Reconciliations Clerk (Temporary Role)
The Bank of New York
05.2000 - 04.2001
Education
Highams Park 6th Form College -
Highams Park 6th Form College
07.1999
Highams Park School -
Highams Park School
07.1997
Skills
- Project management
- Performance analysis
- Trade execution
- Client onboarding
- Data analysis
- Cost efficiency
- Regulatory compliance
- Process improvement
- Risk management
- Team leadership
- Business development
- Vendor management
- Stakeholder engagement
- Performance monitoring
Hobbies and Interests
- My greatest achievement is being a husband and a father to three children.
- I love to be active and enjoy all sports and outdoor activities particularly golf, tennis, football and snowboarding.
- I consider myself a people person and someone that unites people within teams.
Personal Information
- Date of Birth: 04/25/81
- Nationality: British
Affiliations
- Avid sports player, including tennis, golf, football, and snowboarding
- Parent of three young children
Certification
- PRINCE2
- FCA Securities (now expired due to nonuse)
Languages
English
First Language
Timeline
Vice President
TD Execution Services
12.2020 - Current
Vice President
JP Morgan Chase
05.2018 - 12.2020
Regulatory Control Lead - Level 1 Trader Surveillance
Deutsche Bank AG
07.2016 - 04.2018
Assistant Vice President – Emerging Markets Front Office IT PM/BA
Deutsche Bank AG
07.2013 - 06.2016
Assistant Vice President – Business Development Manager/SME
Deutsche Bank AG
04.2011 - 06.2013
Associate – Emerging Markets Trade Support
Deutsche Bank AG
06.2010 - 04.2011
Associate – Global Equity Markets Trade Support
Deutsche Bank AG
01.2008 - 06.2010
Analyst – Equity & Fixed Income Derivative Trade Capture
ABN Amro
04.2007 - 11.2007
Equity Sales Assistant – Institutional Client Group
Lehman Brothers International
10.2006 - 02.2007
Senior Analyst – Equity Trade Support
Lehman Brothers International
08.2004 - 10.2006
Senior Analyst – Client Trade Support
Lehman Brothers International
11.2003 - 08.2004
Data Analyst – Static Data
Lehman Brothers International
05.2002 - 11.2003
Static Data Clerk (Temporary Role)
Barclays Global Investors
01.2002 - 05.2002
Settlement/Reconciliations Clerk (Temporary Role)
Deutsche Morgan Grenfell
04.2001 - 11.2001
Settlement/Reconciliations Clerk (Temporary Role)
The Bank of New York
05.2000 - 04.2001
Highams Park 6th Form College -
Highams Park 6th Form College
Highams Park School -
Highams Park School
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