INTRODUCTION Senior legal and regulatory professional, with 15 years’ investment banking and derivatives experience. Track record of implementing a broad array of documentation and complex regulatory and strategic priorities, managing and transforming teams to achieve compliance, improving business performance and reducing costs.
Overview
15
15
years of professional experience
Work History
Global co
Goldman Sachs International
01.2012 - Current
Head, Regulatory Documentation Group
Lead a global team of 40+ senior legal professionals responsible for all regulatory remediation projects for the Global Markets Division including, but not limited to, Uncleared Margin Rules for CFTC, Pru, EMIR, SEC, LIBOR, Brexit, netting, SIMM recalibration, equity options
Responsible for hiring, ongoing training and day to day management
Responsible for development of templates, policies, playbooks and training materials
Seconded to US to drive cohesion and implement training during Q1-2, 2022
Consulting on scoping criteria and collaborating with various teams to report on progress, deliverables, risks and client issues to firmwide management
Coordinating various global departments across Sales, Trading, Credit, Operations, Engineering, Audit and others to ensure compliance on complex initiatives in the most efficient and cost-effective manner
Creating and overseeing budgets and management of outside counsel and contractors supporting large scale projects
Working with internal and external legal tech teams to build out and enhance products to assist with automation, case management and digitisation of agreement data
Prior to joining the Global Markets Division, negotiated trading documentation for various Sales and Trading desks
Managed relationships within asset management business, working with business and legal leadership to improve client experience
Experience of private wealth, FX, IR, Investment Banking loan/intercreditor arrangements
Prior to the creation of the specialist Regulatory Documentation Group, strategised and implemented global reforms on regulatory changes, working closely with teams in Americas, Asia and external counsel
Secondment to India during Q1 2016 to upskill and expand APAC team
Developed and led implementation of automation tools to drive headcount reduction while volume of business continued to increase
Confident and comfortable working in a fast paced, pressurised environment requiring multitasking and a high degree of self-initiative.
Legal Negotiator
Société Générale
10.2010 - 12.2011
Lending, PB, Credit Derivatives
Drafted and negotiated a variety of derivative agreements during secondment including ISDA, CSA, CSD, ACA, GMRA, GMSLA, OSLA, IFEMA, and MGUA for a broad range of FTSE clients
Led project to update master agreements to new versions of GMRA and GMSLA while engaging with regulatory bodies and wider industry on interpretational issues
Lead for the credit derivatives business and attended the ISDA WG discussing developments and industry issues on the same
Provided training to team members and presented at steercos
Analysed the bank’s documented exposure in relation to open market defaults and developed and implemented a crisis management plan.
Legal Analyst
Gide Loyrette Nouel LLP
08.2008 - 12.2011
OTC Derivatives and Exchange Traded Funds
Advised and instructed global investment banks on credit derivative defaults and unwinds during the financial crisis (pre-ISDA Determinations Committee)
Responsibilities included advising on the interpretation of Credit Derivative Definitions for issues including, but not limited to, Publicly Available Information, Valuation Methods, Reference Obligations and settlement periods
Engaged in and drove to completion a new corporate fee and billing structure
Drafted and listed ETF bond prospectuses on UK, Ireland and Luxembourg stock exchanges
Conducted reviews of collateral security documentation and provided evaluative responses on eligibility to replace matured or defaulted collateral, including examining withholding tax and gross-up
First secondee placed in an investment bank for the Firm.
Global Safety Officer, Global Medical & Patient Safety at Solventum (formerly 3M)Global Safety Officer, Global Medical & Patient Safety at Solventum (formerly 3M)