Keerthi Jagadale
Bengaluru
Summary
Accomplished Risk and Compliance specialist with nearly 2.6 years of hands-on experience in customer due diligence, regulatory adherence, SARs filing and transaction monitoring. Expertise in identifying potential money laundering risks, conducting KYC screenings, and ensuring compliance with OFAC and other regulatory protocols. Strong analytical skills and attention to detail, coupled with a commitment to fostering a culture of compliance and safeguarding organizational integrity. A collaborative team player, dedicated to supporting the organization’s success through vigilant risk management.
Overview
1
1
Certification
Work history
Regulatory Compliance Analyst
ACCENTURE INDIA PVT LTD, Bangalore
Bangalore, India
04 2023 - Current
- Customer Onboarding and Documentation Verification: Facilitate customer onboarding, ensuring accurate completion and verification of all required forms and documentation for compliance with KYC, USA Patriot Act, BSA, and other regulatory standards.
- Fraud Detection and Risk Analysis: Identify and investigate suspicious activities, analysing transactional data to detect risks, trends, and potential fraud.
- Risk Rating and Assessment: Perform detailed risk assessments to categorise customers, conducting additional due diligence for high-risk accounts as necessary.
- Ongoing Monitoring and Compliance: Continuously monitor high-risk accounts and related parties, ensuring activities align with the organisation’s risk appetite and regulatory requirements.
- Alert Management and Escalation: Manage and resolve real-time transaction alerts, escalating high-risk cases to senior management, and ensuring appropriate actions are taken.
- Quality Analysis and Reporting: Conduct quality checks on resolved alerts, ensuring accuracy, and report daily activities, including MIS updates, to meet Service Level Agreements (SLAs).
- Training and Support: Provide training to new employees on compliance processes, ensuring they are equipped to effectively manage customer onboarding, screening, and risk assessment tasks.
- Played a key role in reducing false positives by 25% through effective root cause analysis and process enhancement initiatives
- Recognized for maintaining 100% accuracy in KYC, CDD, and EDD reviews during internal quality audits
- Contributed to the timely escalation and closure of high-risk transaction monitoring alerts, improving turnaround time by 15%.
Education
Bachelor of Commerce (BCom)
MLA- Academy Of Higher Learning
Skills
- Transaction monitoring
- Pep & sanction screening
- Suspicious activity reporting (SAR)
- CDD/EDD
- Fraud investigation
- Risk assessment
- MS Excel
- MS Office Suite
- Communication
- Regulatory compliance
- Problem solving
- Analytical thinking
- Attention to detail
- Team collaboration
- Deadline managemen
- SAP FICO
Certification
- Encore Award: Recognized for exceptional contributions to client satisfaction, operational excellence, team engagement, and employee well-being during Q3 FY 2023
- Star of Business Award: Honoured for driving significant client value through exceptional business outcomes in Q3 FY 2023
- Best Performer Award : Recognized for consistently exceeding performance expectations and driving exceptional results for the period Q1 and Q2 FY 2024
- Best Performer Award : Recognized for consistently exceeding performance expectations and driving exceptional results for the period Q3 FY 2024
- Level -1 SAP FISCO certified
Languages
English
Advanced
Hindi
Advanced
Marathi
Advanced
Timeline
Regulatory Compliance Analyst
ACCENTURE INDIA PVT LTD, Bangalore
04 2023 - Current
Bachelor of Commerce (BCom)
MLA- Academy Of Higher Learning