Summary
Overview
Work history
Education
Skills
Certification
Declaration
Timeline
Generic

Gowtham Ganesh

Canning Town,United Kingdom

Summary

Experienced and meticulous financial services specialist with knowledge of data administration, trade reporting, and investment banking regulations. Proven capacity to oversee substantial trade data, guarantee precise reporting to trade repositories, and uphold compliance with international financial rules (e.g., EMIR, MiFID II). Demonstrated capacity to work across teams and maintain strict guidelines for compliance, timeliness, and data quality. I want to contribute to my team using my knowledge and abilities in a dynamic role.

Overview

2
2
years of professional experience
4
4
years of post-secondary education
1
1
Certification

Work history

Associate Level 1 – Trade Repository Operations

BNP Paribas Global Securities Operations
Chennai
02.2021 - 07.2023
  • Make sure that derivative trades are reported to trade repositories accurately and on time in compliance with EMIR, MiFID II, and other relevant regulations
  • Daily regulatory reporting of Trades, Valuation and Collateral for regulations such as EMIR, MAS and ASIC
  • Investigating Nack messages (Rejections) populated by DTCC and re-submitting the modified trades as per the SLA to DTCC and other relevant regulations, ensuring all the Nack status trades have been reported with an ACK message (Acceptance)
  • Liaising with internal teams such as Trade management, Valuation & Front office to resolve trade disputes to report the trades to DTCC on T+1 day
  • Maintain the quality and integrity of trade data in the trade repository systems by resolving inconsistencies and carrying out reconciliation procedures
  • Serve as the primary point of contact for external counterparties and internal teams (such as trading desks, risk management, legal, and compliance) about transaction reporting and regulatory issues
  • Validating weekly reports and delivering them to the clients
  • Review and validate trade data submissions, including interest rate swaps, credit default swaps, and equity and commodity derivatives, ensuring compliance with reporting deadlines
  • Assist in the preparation and delivery of regulatory reports to authorities, ensuring all trades are reported in compliance with applicable laws and regulations
  • Provide insights and recommendations to enhance trade reporting processes and improve operational efficiency through process improvements and automation

Education

B.Com - Corporate Secretaryship

Loyola College
06.2017 - 09.2020

MSc - International Business

Queen Mary University of London
11.2023 - 11.2024

Skills

  • Trade reporting and reconciliation (EMIR, MAS, ASIC, MiFID II, Dodd-Frank)
  • Regulatory compliance and reporting standards
  • Data management and trade life cycle
  • Risk management and margining (Initial Margin, Variation Margin)
  • Trade repository systems and tools like DTCC and UnaVista
  • Process automation and data integrity
  • Market risk analysis and reporting
  • Strong Excel
  • SQL
  • Data analysis skills
  • Regulatory reporting tools and financial software
  • Knowledge of OTC derivatives and cleared products
  • Knowledge about the terms used in Trade reporting (UPI, UTI, LEI)

Certification

  • Received certificate for participating in the topic 'Development of Marketing Strategies for Companies Entering Indian Markets.'
  • Training attended in Zuan Education for completion of Digital Marketing Course
  • Attended national conference on Indian Taxation - Goods and Service Tax (GST).

Declaration

I hereby declare that the particulars furnished by me above are true to the best of my knowledge.

Timeline

MSc - International Business

Queen Mary University of London
11.2023 - 11.2024

Associate Level 1 – Trade Repository Operations

BNP Paribas Global Securities Operations
02.2021 - 07.2023

B.Com - Corporate Secretaryship

Loyola College
06.2017 - 09.2020
Gowtham Ganesh