Strategic Regulatory Management and Governance with over 20 years of experience leading compliance initiatives, risk assessments, and cross-functional teams in the banking sector. Proven ability to manage large-scale regulatory data projects, streamline audit processes, and align financial operations with federal mandates.
Overview
18
18
years of professional experience
1
1
Certification
Work history
Vice President, Governance and Reporting
Santander Corporate & Investment Bank
New York, NY
2022.06 - 2025.06
Lead regulatory change management efforts across the Corporate & Investment Bank, ensuring enterprise-wide alignment with internal policies and external regulatory requirements.
Develop and maintain a robust Compliance Management System (CMS), including process documentation, monitoring protocols, and regulatory deliverables.
Prepare governance reports and dashboards for senior leadership, incorporating key risk indicators (KRIs), key performance indicators (KPIs), and breach/escalation metrics to support risk-based decision-making.
Drive the creation and implementation of Risk Appetite Statements, ensuring they align with Santander’s strategic objectives and regulatory expectations.
Monitor and report breaches of compliance thresholds, lead root cause analysis, and coordinate escalation protocols and remediation with control functions.
Manage remediation of internal and external regulatory findings, partnering with stakeholders to address control gaps and enhance reporting processes.
Project Manager – Capital Liquidity and Funding
Federal Reserve Bank of New York
New York, NY
2014.10 - 2019.07
Led staff analyzing financial reports for BHCs, FBOs, and GSIBs to ensure adequate capital and liquidity funding.
Reviewed and monitored large financial datasets for compliance with GAAP, SOX, Dodd-Frank, CCAR, and prudential standards.
Developed risk profiles and risk aggregation analysis for domestic and international institutions.
Directed development of agile-based data intake systems for automating analysis and reconciliation.
Implemented SOP changes to minimize internal compliance risks and conducted audit reviews.
Liaised with regulatory bodies (SEC, OCC, NYSBD, U.S. Treasury Department) to shape policy.
Created training and mentoring programs to enhance team performance.
Project Manager – International and Domestic Markets Division
Federal Reserve Bank of New York
New York, NY
2007.08 - 2014.10
Oversaw data collection and analysis of international financial transactions used by the US Treasury for monetary policy.
Led implementation of real-time treasury international capital data systems during financial crisis.
Coordinated with federal agencies and institutions to assess global economic impacts.
Created presentations and quarterly publications forecasting global financial outcomes.