Elliot Rainger
Brentwood,Essex
Summary
Highly motivated analyst with over 3 years experience in Regulatory Transaction Reporting. Offers high-high level expertise in MIFID II Transaction Reporting, identifying & resolving complex issues to ensure complete and accurate reporting. Excellent communication skills through providing updates to senior management and key internal stakeholders. Strong attention to detail, both when performing in-depth analysis & answering direct inquiries from Regulators. Direct management of offshore teams, encouraging personal development & maintaining strong relationships with colleagues. Implementation of innovative automated solutions to streamline daily reporting activities.
Overview
6
6
years of professional experience
10
10
years of post-secondary education
Work History
MIFID II Transaction Reporting Analyst
UBS Investment Bank
London
11.2022 - Current
- Responsible for oversight of IB MiFID Transaction Reporting submissions for UBS AG and UBS Europe SE, ensuring transactions are reported in a complete, accurately and timely manner.
- Identify & raise production issues impacting reporting, ensuring appropriate escalation to senior management where required.
- Collaborating with IT partners to deliver effective solutions to production issues, performing critical UAT testing to ensure reporting is in accordance with change requirements.
- Working alongside internal stakeholders (e.g. Quality Assurance, Legal & Regulatory Compliance teams) to coordinate responses to direct inquiries from the FCA & BAFIN.
- Implemented data quality controls to enhance the accuracy of regulatory submissions.
- Staying informed on changes in regulatory reporting through attending industry forums & monitoring of industry guidance.
- Manage offshore reporting team in Wuxi, China; monitoring personal and team performance, assessing quality of work, encouraging professional development and reporting insights to senior management.
- Providing mentorship, support and team management to offshore colleagues, ensuring competing priorities are met through effective time management & prioritization.
Takeover Panel Reporting Analyst
UBS Investment Bank
London
02.2021 - 11.2022
- Prepare Takeover Panel disclosures for UK, Ireland, Spain, France and Belgium, ensuring they are accurate and meet regulatory deadlines.
- Perform key data analysis of trading data to incorporate into regulatory disclosures.
- Communicate directly with Regulators to address their reporting concerns & answer their queries in a timely manner.
- Investigate potential regulatory breaches as a result of change / operational production issues, ensuring appropriate escalation to senior management.
- Collaborate with Compliance & Front Office stakeholders to introduce and implement new regulatory reporting initiatives.
- Deliver monthly updates on reporting trends & developments to senior management and stakeholders.
- Support the team’s change agenda by developing automated solutions via Alteryx, streamlining the reporting process.
Client Offboarding Analyst
UBS Investment Bank
London
11.2017 - 02.2021
- Deactivation of client accounts across mastering and downstream front-office systems.
- Performing risk assessments to safeguard that deactivations are suitable for all business divisions.
- Validating that no outstanding obligations or trading activity prohibit offboarding, through detailed analysis across multiple account levels and trading systems.
- Manage stakeholder relationship between KYC teams and Client Offboarding, ensuring any queries are investigated in a timely manner and outcomes communicated clearly.
- Participate in key regulatory programmes, communicate with programme leads & develop detailed plans to meet regulatory deadlines.
- Analyzing client hierarchies using advanced syntax such as Pivot Tables, IF Statements & Macros across complex data sets.
Education
BSc (Hons) - Economics
University of Surrey
Guildford, Surrey 09.2014 - 06.2017
A-Levels -
The Coopers Company and Coborn School
Upminster, Havering 09.2012 - 09.2014
GCSEs -
Hall Mead School
09.2007 - 07.2012
Skills
- Financial Data analysis
- Industry analysis
- Excellent attention to detail
- Strong Organizational skills
- Communication skills
- Problem-solving
- Time management
- Microsoft Suite (Outlook, Word, Excel, PowerPoint, Power BI)
- Knowledge of Alteryx
- Knowledge of Tableau
Interests
Volunteering - Participating in the UBS Sports Inspired Games in 2019 allowed me to give back to the local community, assisting young children in Hackney in participating in a wide range of sports. Similarly, helping transform a London primary schools garden for outdoor lessons to take place is another example of the volunteering I am passionate about continuing throughout my professional career.
Leadership Award - Achieved by completing a course over 1 year, which involved coaching and teaching simple sporting skills and games to Primary School children. This improved and honed not only my communication skills but also my organizational & management skills, as I had to establish physical activities and how they would be structured.
Sport - I have been enjoying playing football since I was 5 years old and was lucky to represent my sixth form and Surrey University on multiple occasions. This alongside going to the gym ensures I maintain a good work-life balance, even at peak times of the year.
Spending time with friends and family - Family is a very important part of my life, with a loving family that I enjoy talking with and learning from. Similarly, my time at university has given me an appreciation for many different cultures & personalities, expanding my network both in a social and professional aspect.
Positions of Responsibility
Sixth Form Responsibilities
Subject Mentor - I was a subject mentor for Economics and entailed me assisting both GCSE Economics students and the new Year 12's in their studies, as well as representing the subject at open evenings for the Sixth Form. This also involved me speaking to large groups of people as to the benefits of studying the subject, showing that I made a positive impact on my Economics teachers and they therefore could trust me in a higher role.
Subject Captain - Being a subject captain for Politics involves me assisting the politics teachers whenever they need my help with things such as lesson planning, displays etc. Also, it involves attending open evenings for the sixth form, alongside my role as Economics Student Mentor. This meant I represented the sixth form on a number of public events and therefore, improved my ability to communicate to a large group of people.
Timeline
MIFID II Transaction Reporting Analyst
UBS Investment Bank
11.2022 - Current
Takeover Panel Reporting Analyst
UBS Investment Bank
02.2021 - 11.2022
Client Offboarding Analyst
UBS Investment Bank
11.2017 - 02.2021
BSc (Hons) - Economics
University of Surrey
09.2014 - 06.2017
A-Levels -
The Coopers Company and Coborn School
09.2012 - 09.2014
GCSEs -
Hall Mead School
09.2007 - 07.2012
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