Dimple Tater
London
Summary
- Experienced Leader with over 20+ years of expertise in Anti-Money Laundering (AML) compliance operations within the financial services and eCommerce industry.
- Proven track record in leading global AML programs, risk management frameworks, and regulatory reporting processes.
- Strong knowledge of local and international regulations, including FATF, BSA/AML, and OFAC, combined with an exceptional ability to drive organizational efficiency, manage high-performing teams, and ensure compliance with all regulatory requirements.
- Exceptional at cultivating relationships and collaborating across large organizations.
- Strong leadership capabilities and known for attracting and developing top talent.
- Experience of operating in a matrix environment and managing senior leaders and large teams globally.
- Promotes diversity and inclusion to create a world-class organization.
- Experience of leading large teams globally across geographies and working in a matrix environment.
Overview
22
22
years of professional experience
Work History
Head of Global Trade Compliance Operation
Amazon
07.2024 - Current
- Responsible for spearheading worldwide Global Trade compliance operations ensuring adherence to customs and regulatory requirements.
- Global Operations Leader for Operations Risk and Compliance to achieve a safe and high performing Compliance function.
- Leading a large culturally diverse team of 1500+ people focused on employee success growth and development.
- Responsible for driving a strategic mindset envisioning future landscape of Global Trade Compliance.
- Develop and execute a 3 year strategic roadmap that drives scalable improvements to reduce compliance risk, cost to serve and improved customer experience.
Global Head of AML Compliance Program
Amazon
07.2019 - 06.2024
- Spearhead Global AML compliance program and operations, ensuring adherence to regulatory requirements and internal standards, with a focus on preventing financial crimes, money laundering, and terrorist financing.
- Lead a team of 150+ Senior Managers across Program, Risk and Operations responsible for transaction monitoring, sanctions screening, and suspicious activity reporting (SAR) processes across 11 licensed payment entities and various jurisdictions.
- Collaborate with senior leadership and regulatory authorities, including FCA, CSSF, COAF etc, to ensure timely compliance with evolving AML and sanctions regulations.
- Managed global AML audits and regulatory reviews, identifying areas of improvement and implementing corrective action plans to reduced compliance related findings.
- Partnered with the technology team to enhance AML monitoring tools through technology interventions, improving alert accuracy and reducing false positives.
- Responsible for setting the North Star vision to Build Best in Class and scalable regulatory and tax compliance verification controls to allow amazon stores to “Be Compliant” and enable long term success of selling partners and business growth.
Senior Manager Transaction Risk Monitoring Service
Amazon
03.2015 - 07.2019
- Single Threaded Leader for worldwide Compliance Operations leading a team of 32 senior managers and 4 senior program managers (GPO) and 1000 + investigators across multiple locations responsible for the vision, direction, culture and performance of the team.
- Implemented a comprehensive AML risk assessment process and managed a team responsible for transaction monitoring and filing STRs and SARs with regulatory bodies.
- Built partnerships with internal and external teams to streamline compliance reviews and reduce risk exposure.
- Responsible for building a strong talent pipeline by identifying, nurturing, and developing high-potential employees to take on future leadership roles.
Senior Manager Operations TRMS
Amazon
07.2012 - 02.2015
- Responsible for Worldwide KYC, Suspicious Activity Monitoring & Screening Functional Lead responsible and accountable for the operating performance of a Compliance function/program performed by Compliance Ops (T1/T2) globally, consistently delivering against the key output goals.
- Develop and implement long-term goals and objectives to achieve the successful outcome of the Operations /Function/Process. Develop an Operation program evaluation framework to assess the strengths of the Operations program and to identify areas for improvement.
- Develop Cost reduction & Quality improvement proposals for the Operations functions to ensure continuous delivery of Operational services. Identify areas for automation, elimination of redundant / non-value add activities and Drive LEAN, Six sigma and Kaizen activities to gain efficiencies.
- Drive creation of staffing plans, schedules, quality initiatives, process change initiatives, Lean/Kaizen activities, and other change/Six Sigma initiatives.
Asst Vice President Compliance Operations
HSBC
02.2006 - 06.2012
- Achieving organization goals and objectives, organizing people into well-knit teams, delegate authorities and manage the accomplishment of assigned tasks.
- Managed a team of 500 FTE for Compliance Ops with 8 Manager Operations &12 Asst Manager Operations.
- Responsible for procedures and process flow agreements and implementations.
- Managing crisis effectively in eventuality of an emergency & implementing Business Contingency Plans.
- Interfacing with other departments within the organization (HR, Finance, IT, Training, Support Services, Projects and Planning) at an operational level and working in tandem with the workflow.
- Reviewing, approving and implementing internal department policies and procedures.
Team Lead Global Finance Operations
Hewlett Packard, HP
07.2003 - 11.2005
- Managed a team of 15 associates for Global Delivery Event Services for UK, EU & APAC.
- Achieving Service Level Agreement and performance metrics such as CSAT & FTR.
- Responsible for order placement, shipment & Delivery tracking, payment approvals for vendors.
- Providing voice-based support to UK & Ireland Partners for all HP products.
- Generate weekly and Monthly MI for business partners and Management team.
Data Processing Executive
HSBC
12.2002 - 07.2003
- Worked for voice Authorization centre dealing with credit card payment authorizations for customers in UK.
- Responsible for handling customer escalations in the absence on the floor line manager.
- Identifying and reporting of any fraudulent activity on the credit card.
Education
Bachelor of Commerce - Finance
Jain College
Bangalore India2002
Timeline
Head of Global Trade Compliance Operation
Amazon
07.2024 - Current
Global Head of AML Compliance Program
Amazon
07.2019 - 06.2024
Senior Manager Transaction Risk Monitoring Service
Amazon
03.2015 - 07.2019
Senior Manager Operations TRMS
Amazon
07.2012 - 02.2015
Asst Vice President Compliance Operations
HSBC
02.2006 - 06.2012
Team Lead Global Finance Operations
Hewlett Packard, HP
07.2003 - 11.2005
Data Processing Executive
HSBC
12.2002 - 07.2003
Bachelor of Commerce - Finance
Jain College
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