Darren Quinn

Digital Operational Resilience Act (DORA)

Led regulatory submission process for 2 European entities, involving:

• Data sourcing and ETL
• Mapping complex cross-entity/pan-group requirements
• Senior stakeholder management through establishing governance and ops models

Internal Service Provision Information & Risk Evaluation (InSPIRE)

• Responsible for project scoping, requirements gathering, and UAT for Tableau dashboard requests used to show risk metrics across various business lines and functions

Chief Administrative Office - UK Senior Managers Regime

• Assisted with onboarding process and helped manage ongoing regulatory requirements for 40+ Senior Management Functions
• Liaised daily with Senior Managers, Business Managers, Regulators, UK & Regional Committees
• Streamlined reporting metrics and progress tracking through automation, process improvements, and quality checks
• Produced management information for senior stakeholders across 6 UK legal entities
• Assisted in project scoping, process mapping, and UAT for new multi-jurisdictional record keeping tool
• SharePoint Admin for 2 Teams
• Implemented new risk and controls procedures for record keeping, audit, and compliance testing
• Collaborated across different business lines and functions to maintain governance frameworks for UK legal entities

Digitalisation Team

• Helped implement and measure effectiveness of new case tracking application
• Testing of application's new functionality and preparation of user guides
• Updating billing data on newly opened cases
• Administrative support and query handling

Markets Transformation - Uncleared Margin Rules (UMR)

• Liaised daily with clients, sales, legal, and custodian banks to find appropriate remediation methods for each client
• Daily investigation of clients' accounts and trading documentation to determine if monitoring or repapering was required

Markets Transformation - Security Based Swap Dealer (SBSD)

• Assisted in remediating more than 90% of clients' accounts ahead of regulatory deadline
• Created and managed client tracker with 12,000+ accounts
• First point of contact for Platinum and Priority clients
• Mapped compliance paths for each entity and managed adherence process for multi-managed funds
• Responsible for BAU transition and audit preparation
• Responsible for cleansing and integrating client data from multiple locations to create central golden source
• Created Project Overviews, How to Guides for various applications, and Blockchain Community
• Mentored graduate academies and took shadowing sessions on SBSD, UMR, MS Excel, and MS Project

KYC Refresh

• Minimum 3 full cases per day to meet daily tranche targets
• Became familiar with different jurisdictions and classifying various entity types, risk rankings, and fund structures

US Resolution Stay Protocol - Qualified Financial Contracts

• Assisted in remediating more than 95% of clients' accounts ahead of regulatory deadline
• Developed strong stakeholder management skills through building relationships with senior management, sales & legal