Summary
Overview
Work history
Education
Key Achievements
Systems Experience
Timeline
Generic

Christopher Southwell

Hertford,Hertfordshire

Summary

An experienced Financial Services professional that has worked within the Business, Operations and Technology, with a focus on control and driving strategic change through leadership and innovation. Specialising within Cleared Derivatives delivering platform migrations, new regulatory requirements, re-engineering controls and building and managing teams across multiple locations. Successfully delivering to meet the Business demands in an efficient and sustainable manner.

Overview

37
37
years of professional experience
7
7
years of post-secondary education

Work history

Prime Derivatives Services Client Experience

Barclays Investment Bank
London
2022.01 - 2025.06
  • Led strategic POC to re-engineer ETD client queries and their resolution leveraging industry standard CRM tool (Salesforce). Utilising AI and designing workflows, reduced resolution times by 50%, reduced internal email traffic by 75%, providing capacity and efficiency and improving Client and Colleague Experience.
  • Senior point of escalation for Key Client escalations, driving solutions to improve Client Experience, such as improved trade flow accuracy or correct billing charges.

Prime Derivative Services Product Manager

Barclays Investment Bank
London
2011.12 - 2022.01
  • Business & SME lead on successful platform migration from R&N to GMI designing global trade flows, account structures and controls and accounting module.
  • Managed multiple product enhancements for Business and Clients such as new exchange memberships, adherence to new regulatory requirements such as EMIR delegated reporting and prioritisation of client led enhancements
  • Streamlined production process by identifying and eliminating inefficiencies, such as re-engineered commission and brokerage flows reducing debt and reducing manual P&L adjustments by 50%.

EMEA Head Of ETD Clearing Operations

JP Morgan
London
1999.08 - 2011.12
  • Managed Clearing Operations team of 10 people for EMEA CCP's.

ETD IT Business Development Program Manager

UBS Investment Bank
London
2007.01 - 2011.08
  • Managed budget of $6M, ensuring optimal resource allocation of 16 developers in London, NY & India
  • Managed successful delivery of reconciliations and financial controls during platform migration from R&N to GMI, enhancing operational efficiency.
  • Primary contact for Senior Operations & Business Managers, facilitating effective communication on Business Development projects.

ETD IT Project Manager

UBS Investment Bank
London
2003.07 - 2006.12
  • Designed and implemented Global Cash and Collateral Application that globally standardised cash management processes for ETD Operations and provided Business with transparency of assets available for investment, yielding annualised $3M increase in P&L.
  • Managed development team of 5 in London & India.
  • Enhanced functionality to Reconciliation, Credit Risk, and MIS applications.
  • Developed Client Money module in adherence to FSA requirements.

European Head Of ETD Operations Reconciliation & Control

UBS Investment Bank
London
2000.01 - 2003.06
  • Managed team of 40 staff across London and Zurich, ensuring robust financial controls for EMEA clients.
  • Re-engineered operations post-bank merger, enhancing financial accounting and procedural integrity, resolving historical balance sheet issues exceeding CHF 500m
  • Re-established controls within Zurich branch enabling centralisation back to London, followed by moving to offshore support model in India.
  • Implemented strategic initiatives that improved operational efficiency and compliance across global ETD exchanges, for example restructuring reconciliation team approach enabling reconciliation results to be produced before 10am

Global ETD Operations Risk Analyst

JP Morgan
London
1999.05 - 1999.12
  • Oversaw and reported on Global ETD Operational Risk to senior management and regulators, ensuring compliance and transparency.
  • Conducted thorough root cause analysis to identify risk factors and develop effective mitigating solutions.
  • Collaborated with cross-functional teams to enhance risk management processes, contributing to robust operational framework.

EMEA Head Of ETD Operations

Nomura International PLC
London
1997.02 - 1999.05
  • Managed Operations team of 8 supporting European clients and house trading across major Futures exchanges.

ETD IT Program Manager

JP Morgan
London
1996.01 - 1997.02
  • Designed and implemented Global ETD Accounting module for J.P. Morgan, enhancing accounting accuracy and flexibility.
  • Managed EMEA team in standardizing processes to facilitate centralization into London, improving workflow consistency.
  • Conducted client-facing demonstrations to promote external adoption of platform, resulting in increased user engagement.

ETD IT Project Manager

JP Morgan
London
1994.01 - 1996.01
  • Designed and implemented P&L and trade reconciliation platform for House Derivatives trading.
  • Managed cross-functional development team of 8 based in Paris, ensuring timely delivery across major European offices.
  • Enhanced operational efficiency, leading to improved accuracy in trade reconciliation processes leading to centralised support model out of London.

ETD Operations System Liaison

JP Morgan
London
1993.06 - 1994.01

Operational SME working with Technology to deliver system enhancements

Exchange Traded Derivatives (ETD), FRA & FX OTC Settlements Clerk

Industrial Bank Of Japan
London
1991.06 - 1992.10
  • Reconciled Bank exposure across ETD, FRA and FX OTC Settlements

Euro / Foreign Exchange Reconciliation and Profits Clerk for Trading desks

Standard Chartered Bank
1988.08 - 1991.03
  • Reconciled traders P&L, validating P&L submissions

Education

Swanley School
1981.09 - 1988.05

Key Achievements

  • Successfully delivered a strategic case management solution via Salesforce transforming Client & Colleague Experience
  • Delivered two platform migrations from R&N to GMI
  • Managed teams across Operations and Technology (8 - 40 people) across multiple locations
  • Designed and implemented global applications (Reconciliations, Cash & Collateral Management)

Systems Experience

  • Salesforce
  • Proficient in MS Office applications and VBA development
  • GMI / Rolfe & Nolan
  • Business Objects / Report writing platforms
  • SQL query writing on MS SQL, Sybase and Oracle dBs

Timeline

Prime Derivatives Services Client Experience

Barclays Investment Bank
2022.01 - 2025.06

Prime Derivative Services Product Manager

Barclays Investment Bank
2011.12 - 2022.01

ETD IT Business Development Program Manager

UBS Investment Bank
2007.01 - 2011.08

ETD IT Project Manager

UBS Investment Bank
2003.07 - 2006.12

European Head Of ETD Operations Reconciliation & Control

UBS Investment Bank
2000.01 - 2003.06

EMEA Head Of ETD Clearing Operations

JP Morgan
1999.08 - 2011.12

Global ETD Operations Risk Analyst

JP Morgan
1999.05 - 1999.12

EMEA Head Of ETD Operations

Nomura International PLC
1997.02 - 1999.05

ETD IT Program Manager

JP Morgan
1996.01 - 1997.02

ETD IT Project Manager

JP Morgan
1994.01 - 1996.01

ETD Operations System Liaison

JP Morgan
1993.06 - 1994.01

Exchange Traded Derivatives (ETD), FRA & FX OTC Settlements Clerk

Industrial Bank Of Japan
1991.06 - 1992.10

Euro / Foreign Exchange Reconciliation and Profits Clerk for Trading desks

Standard Chartered Bank
1988.08 - 1991.03

Swanley School
1981.09 - 1988.05
Christopher Southwell