Caroline RETIER
London,Greater London
Summary
Compliance professional with extensive experience in sanctions analysis and financial crime matters. Skilled in developing and updating sanctions policies, conducting audits, and delivering training. Proven ability to manage risk assessments and provide guidance to stakeholders.
Overview
6
6
years of professional experience
5
5
years of post-secondary education
1
1
Certification
Work history
Senior Sanctions Compliance Officer, VP
CACIB London
United Kingdom
2025.04 - Current
- Analysing transactions and clients from an international sanctions (including OFAC, EU and UK) perspective and providing appropriate and risk based decisions;
- Supporting Sanctions Compliance Director in the completion of sanctions audits;
- Reviewing and updating sanctions policies and procedures;
- Delivering trainings on sanctions topics.
Sanctions Compliance Officer, Associate
CACIB London
London, United Kingdom
2022.11 - 2025.04
- Supporting the Sanctions Compliance Director in overseeing sanctions controls, such as name screening and payment filtering;
- Providing sanctions guidance to other FS team members and London business stakeholders
- Management of Enterprise Wide Risk Assessment
- Filing regulatory reports in a timely manner (e.g frozen assets report)
Asia Pacific Financial Security Compliance Officer, Analyst
Crédit Agricole CIB Hong Kong
Hong Kong
2021.09 - 2022.11
- Responsible of the Asia Pacific FS Hub: report to Head of Financial Security, supervise and manage 1 VIE;
- Coordinating the OFAC Remediation Plan;
- Performing coherence checks on the Enterprise Wide Risk Assessment;
- Performing KYC controls.
Asia Pacific Financial Security Compliance Officer, VIE
Crédit Agricole CIB
Hong Kong
2020.09 - 2021.08
- Acting as a back-up for local compliance teams in handling customer name screening (PEP and Sanctions) and in payment filtering;
- Providing advice and support to local compliance teams on FS matters.
Financial Security Compliance Officer Client Relationship Advisory, Apprenticeship
Crédit Agricole CIB
Montrouge, France
2019.09 - 2020.08
- Carrying out due diligences dealing with Anti Money Laundering / Counter Financing Terrorism and embargoes on the Bank’s Clients;
- Providing analysis and comparison of non-compliance risks identified during the creation / review of the Client’s profile with mitigating factors.
Education
Master Degree - Criminal and Financial Law
CY Cergy Paris Université
Cergy, France 2019.09 - 2020.09
Master 1 - Business Law
CY Cergy Paris Université
Cergy, France 2018.09 - 2019.06
Bachelors - Law and Economics
Université de Lorraine
Nancy, France 2015.09 - 2018.06
Skills
- French (Native)
- English (C1, IELTS: 8)
- Spanish (B2)
- Pack Microsoft
- CACIB internal tools
Certification
ICA, Advanced Certificate in Managing Sanctions Risk, 2024
ACAMS, AML Foundations for Gaming Certificate, 2022
Timeline
Senior Sanctions Compliance Officer, VP
CACIB London
2025.04 - Current
Sanctions Compliance Officer, Associate
CACIB London
2022.11 - 2025.04
Asia Pacific Financial Security Compliance Officer, Analyst
Crédit Agricole CIB Hong Kong
2021.09 - 2022.11
Asia Pacific Financial Security Compliance Officer, VIE
Crédit Agricole CIB
2020.09 - 2021.08
Master Degree - Criminal and Financial Law
CY Cergy Paris Université
2019.09 - 2020.09
Financial Security Compliance Officer Client Relationship Advisory, Apprenticeship
Crédit Agricole CIB
2019.09 - 2020.08
Master 1 - Business Law
CY Cergy Paris Université
2018.09 - 2019.06
Bachelors - Law and Economics
Université de Lorraine
2015.09 - 2018.06