Summary
Overview
Work history
Education
Skills
Certification
Timeline
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Caroline RETIER

London,Greater London

Summary

Compliance professional with extensive experience in sanctions analysis and financial crime matters. Skilled in developing and updating sanctions policies, conducting audits, and delivering training. Proven ability to manage risk assessments and provide guidance to stakeholders.

Overview

6
6
years of professional experience
5
5
years of post-secondary education
1
1
Certification

Work history

Senior Sanctions Compliance Officer, VP

CACIB London
United Kingdom
04.2025 - Current
  • Analysing transactions and clients from an international sanctions (including OFAC, EU and UK) perspective and providing appropriate and risk based decisions;
  • Supporting Sanctions Compliance Director in the completion of sanctions audits;
  • Reviewing and updating sanctions policies and procedures;
  • Delivering trainings on sanctions topics.

Sanctions Compliance Officer, Associate

CACIB London
London, United Kingdom
11.2022 - 04.2025
  • Supporting the Sanctions Compliance Director in overseeing sanctions controls, such as name screening and payment filtering;
  • Providing sanctions guidance to other FS team members and London business stakeholders
  • Management of Enterprise Wide Risk Assessment
  • Filing regulatory reports in a timely manner (e.g frozen assets report)


Asia Pacific Financial Security Compliance Officer, Analyst

Crédit Agricole CIB Hong Kong
Hong Kong
09.2021 - 11.2022
  • Responsible of the Asia Pacific FS Hub: report to Head of Financial Security, supervise and manage 1 VIE;
  • Coordinating the OFAC Remediation Plan;
  • Performing coherence checks on the Enterprise Wide Risk Assessment;
  • Performing KYC controls.

Asia Pacific Financial Security Compliance Officer, VIE

Crédit Agricole CIB
Hong Kong
09.2020 - 08.2021
  • Acting as a back-up for local compliance teams in handling customer name screening (PEP and Sanctions) and in payment filtering;
  • Providing advice and support to local compliance teams on FS matters.

Financial Security Compliance Officer Client Relationship Advisory, Apprenticeship

Crédit Agricole CIB
Montrouge, France
09.2019 - 08.2020
  • Carrying out due diligences dealing with Anti Money Laundering / Counter Financing Terrorism and embargoes on the Bank’s Clients;
  • Providing analysis and comparison of non-compliance risks identified during the creation / review of the Client’s profile with mitigating factors.

Education

Master Degree - Criminal and Financial Law

CY Cergy Paris Université
Cergy, France
09.2019 - 09.2020

Master 1 - Business Law

CY Cergy Paris Université
Cergy, France
09.2018 - 06.2019

Bachelors - Law and Economics

Université de Lorraine
Nancy, France
09.2015 - 06.2018

Skills

  • French (Native)
  • English (C1, IELTS: 8)
  • Spanish (B2)
  • Pack Microsoft
  • CACIB internal tools

Certification

ICA, Advanced Certificate in Managing Sanctions Risk, 2024

ACAMS, AML Foundations for Gaming Certificate, 2022

Timeline

Senior Sanctions Compliance Officer, VP

CACIB London
04.2025 - Current

Sanctions Compliance Officer, Associate

CACIB London
11.2022 - 04.2025

Asia Pacific Financial Security Compliance Officer, Analyst

Crédit Agricole CIB Hong Kong
09.2021 - 11.2022

Asia Pacific Financial Security Compliance Officer, VIE

Crédit Agricole CIB
09.2020 - 08.2021

Master Degree - Criminal and Financial Law

CY Cergy Paris Université
09.2019 - 09.2020

Financial Security Compliance Officer Client Relationship Advisory, Apprenticeship

Crédit Agricole CIB
09.2019 - 08.2020

Master 1 - Business Law

CY Cergy Paris Université
09.2018 - 06.2019

Bachelors - Law and Economics

Université de Lorraine
09.2015 - 06.2018

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Caroline RETIER