Compliance Manager
Department of Work and Pension
09.2023 - Current
Bharath Illa
Nottingham,NGM
Timeline
Masters Of Science - Business Analytics
Nottingham Trent University
09.2020 - 10.2022
Work History
Compliance Manager
Department of Work and Pension
09.2023 - Current
- Assisted in conducting compliance audits to ensure adherence to regulatory requirements.
- Supported development of compliance training materials for staff education and awareness.
- Participated in monitoring compliance activities to identify areas for improvement.
- Helped maintain compliance documentation and records for internal and external review.
- Collaborated with team members to implement compliance policies and procedures effectively.
- Engaged in research on industry regulations to support policy updates and enhancements.
- Provided administrative support during compliance investigations and assessments as needed.
- Contributed to preparation of reports detailing compliance findings and recommendations for management review.
- Managed compliance efforts, reporting and audits.
- Reduced risk exposure for the company by identifying and addressing areas of noncompliance.
- Reviewed documents, files, transcripts, and other records to assess compliance and potential risk.
- Prepared records and data for regular audits.
- Streamlined compliance processes by implementing efficient monitoring systems and tools.
- Consulted with clients on best practices and served as project manager for all process improvements and regulatory initiatives.
- Developed and delivered training programs to inform new and current employees about compliance issues.
- Collaborated with cross-functional teams to establish clear compliance guidelines and expectations for all departments.
- Monitored emerging trends in regulatory requirements, anticipating potential impacts on the organization''s operations.
- Supported the implementation of new regulations within the organization by developing strategic plans and action items for each department.
- Improved communication channels between departments by establishing regular meetings and reporting structures related to compliance matters.
- Prepared and presented comprehensive reports to upper management and audit team, covering issues and recommendations.
- Succeeded in maintaining a positive relationship with regulators through proactive engagement and timely responses to inquiries.
- Enhanced overall business operations by continuously improving policies, procedures, and controls related to compliance requirements.
- Maintained effective working relationships with regulatory authorities, suppliers and customers.
- Strengthened company-wide awareness of relevant laws, regulations, and industry standards through targeted trainings, presentations, and ongoing communication efforts.
- Provided expert advice to senior management on potential risks, legal implications, and recommended solutions for complex compliance issues.
- Advised division leaders of regulatory risks in business processed and provided recommendations for improvement.
- Evaluated customer complaints, processes, and all other aspects of operations to assess compliance.
Overview
2
2
years of professional experience
2
2
years of post-secondary education
Education
Masters Of Science - Business Analytics
Nottingham Trent University
Nottingham 09.2020 - 10.2022
Skills
- Compliance monitoring
- Internal audits
- Training and education
- Training development
- Corporate governance
- Process development
- Internal auditing
- Document reviews
- Audit support
- Staff training
- Compliance documentation
- Training coordination
- Project management
- SOP writing
- Regulatory examinations
- Hazard analysis & critical control points
- Quality management processes
- Risk assessment
- Risk analysis
- Information security
- Document control program
- Information gathering
Summary
Personable and proactive individual with strong ability to understand and implement regulatory requirements. Possesses solid understanding of compliance regulations and risk management, coupled with exceptional analytical and problem-solving skills. Committed to ensuring organizational adherence to legal standards and enhancing operational efficiency.